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First Trust Energy AlphaDEX Fund

74 hedge funds and large institutions have $88.7M invested in First Trust Energy AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 14

47% more capital invested

Capital invested by funds: $60.3M → $88.7M (+$28.3M)

24% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 17

14% more funds holding

Funds holding: 6574 (+9)

6.72% more ownership

Funds ownership: 56.81%63.53% (+6.7%)

Holders
74
Holders Change
+9
Holders Change %
+13.85%
% of All Funds
1.31%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
23
Increased
21
Reduced
17
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.5M +$3.54M +515,981 +36%
Wells Fargo
2
Wells Fargo
California
$14.3M -$2.73M -397,550 -18%
UBS Group
3
UBS Group
Switzerland
$12.5M -$1.73M -251,776 -14%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$5.86M +$3.74M +544,979 +280%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$5.84M -$308K -44,944 -6%
LPL Financial
6
LPL Financial
California
$5.01M +$2.68M +391,556 +162%
RJA
7
Raymond James & Associates
Florida
$3.95M +$2.56M +374,111 +300%
CA
8
Crumly & Associates
Illinois
$2.85M +$2.2M +321,335 New
SI
9
Stephens Inc
Arkansas
$2.83M +$2.45M +357,456 New
Bank of America
10
Bank of America
North Carolina
$2.44M -$546K -79,665 -21%
SMF
11
Sterling Manor Financial
New York
$2.1M +$1.81M +264,340 New
Goldman Sachs
12
Goldman Sachs
New York
$1.98M
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.91M +$687K +100,159 +71%
Truist Financial
14
Truist Financial
North Carolina
$890K -$173K -25,267 -18%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$881K +$90.6K +13,212 +13%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$834K +$239K +34,881 +50%
FAIM
17
Financial Advocates Investment Management
Washington
$651K -$113K -16,498 -17%
Osaic Holdings
18
Osaic Holdings
Arizona
$642K -$3.11M -452,997 -85%
IAA
19
Independent Advisor Alliance
North Carolina
$603K +$38.3K +5,585 +8%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$556K +$244K +35,648 +103%
CFD
21
Creative Financial Designs
Indiana
$530K +$455K +66,424 +14,994%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$504K -$1.39M -203,106 -76%
PAG
23
Private Advisor Group
New Jersey
$457K +$395K +57,643 New
LFAS
24
Level Four Advisory Services
Texas
$386K +$43.2K +6,303 +15%
OC
25
Oppenheimer & Co
New York
$370K +$320K +46,699 New

FXN Hedge Fund Activity: Q4 2020 in Review

74 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q4 2020, worth a combined $88.7M — up 47% from $60.3M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FXN positions and 14 closed out — a net gain of 9 holders — while 21 added to existing stakes and 17 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $3.74M. The largest seller was Osaic Holdings, cutting an estimated $3.11M.

  • 74 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q4 2020, up from 65 in Q3 2020.
  • Funds reported $88.7M of First Trust Energy AlphaDEX Fund stock for Q4 2020, up 47% quarter-over-quarter.
  • 23 funds opened new First Trust Energy AlphaDEX Fund positions in Q4 2020 and 14 closed out, a net change of +9 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q4 2020 was Royal Bank of Canada, an estimated $3.74M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q4 2020 was Osaic Holdings, an estimated $3.11M sold.

Based on aggregated 13F filings for Q4 2020.