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First Trust Energy AlphaDEX Fund
FXN

Overview Fund Activity

74 hedge funds and large institutions have $88.7M invested in First Trust Energy AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 14 closing their positions.

Holders
74
Holders Change
+9
Holders Change %
+13.85%
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
23
Increased
21
Reduced
17
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$5.86M
2
Morgan Stanley
2
Morgan Stanley
New York
$15.5M
3
LPL Financial
3
LPL Financial
California
$5.02M
4
RJA
4
Raymond James & Associates
Florida
$3.95M
5
CA
5
Crumly & Associates
Illinois
$2.85M

Top Sellers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$642K
2
Citadel Advisors
2
Citadel Advisors
Florida
$168K
3
Wells Fargo
3
Wells Fargo
California
$14.3M
4
UBS Group
4
UBS Group
Switzerland
$12.5M
5
TRCT
5
Tower Research Capital (TRC)
New York
$331K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$15.5M 1,954,019 +515,981 +36%
Wells Fargo
2
Wells Fargo
California
$14.3M 1,806,015 -397,550 -18%
UBS Group
3
UBS Group
Switzerland
$12.5M 1,574,493 -251,776 -14%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$5.86M 739,618 +544,979 +280%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$5.84M 736,842 -44,944 -6%
LPL Financial
6
LPL Financial
California
$5.02M 632,782 +391,556 +162%
RJA
7
Raymond James & Associates
Florida
$3.95M 498,868 +374,111 +300%
CA
8
Crumly & Associates
Illinois
$2.85M 321,335 +321,335 New
SI
9
Stephens Inc
Arkansas
$2.83M 357,456 +357,456 New
Bank of America
10
Bank of America
North Carolina
$2.44M 307,231 -79,665 -21%
SMF
11
Sterling Manor Financial
New York
$2.1M 264,340 +264,340 New
Goldman Sachs
12
Goldman Sachs
New York
$1.98M 250,000 – –
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.91M 241,361 +100,159 +71%
Truist Financial
14
Truist Financial
North Carolina
$890K 112,414 -25,267 -18%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$881K 111,140 +13,212 +13%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$834K 105,284 +34,881 +50%
FAIM
17
Financial Advocates Investment Management
Washington
$651K 82,154 -16,498 -17%
Osaic Holdings
18
Osaic Holdings
Arizona
$642K 81,054 -452,997 -85%
IAA
19
Independent Advisor Alliance
North Carolina
$603K 76,047 +5,585 +8%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$556K 70,213 +35,648 +103%
CFD
21
Creative Financial Designs
Indiana
$530K 66,867 +66,424 +14,994%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$504K 63,633 -203,106 -76%
PAG
23
Private Advisor Group
New Jersey
$457K 57,643 +57,643 New
LFAS
24
Level Four Advisory Services
Texas
$386K 48,759 +6,303 +15%
OC
25
Oppenheimer & Co
New York
$370K 46,699 +46,699 New
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