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First Trust Energy AlphaDEX Fund

79 hedge funds and large institutions have $112M invested in First Trust Energy AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 23 increasing their positions, 28 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 8

16% more funds holding

Funds holding: 6879 (+11)

3% more capital invested

Capital invested by funds: $109M → $112M (+$3.53M)

0.12% less ownership

Funds ownership: 48.12%48% (-0.12%)

18% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 28

Holders
79
Holders Change
+11
Holders Change %
+16.18%
% of All Funds
1.79%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
19
Increased
23
Reduced
28
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.8M +$459K +31,647 +2%
Wells Fargo
2
Wells Fargo
California
$15M -$1.89M -130,510 -12%
RJA
3
Raymond James & Associates
Florida
$8.35M +$1.25M +86,507 +19%
UBS Group
4
UBS Group
Switzerland
$7.17M -$3.33M -229,603 -33%
Bank of America
5
Bank of America
North Carolina
$6.34M -$2.12M -146,516 -26%
BCI
6
Brinker Capital Investments
Pennsylvania
$5.42M
LPL Financial
7
LPL Financial
California
$5.37M -$112K -7,737 -2%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$5.23M -$277K -19,108 -5%
BFA
9
Beaumont Financial Advisors
Massachusetts
$2.07M +$1.93M +133,541 New
IWM
10
IHT Wealth Management
Illinois
$1.99M +$54.9K +3,786 +3%
AIM
11
Astor Investment Management
Illinois
$1.99M -$212K -14,610 -10%
SB
12
Suntrust Banks
Georgia
$1.84M +$77K +5,317 +5%
Jane Street
13
Jane Street
New York
$1.81M +$1.31M +90,262 +335%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.77M -$109K -7,555 -6%
VF
15
Virtu Financial
New York
$1.76M +$199K +13,730 +14%
MWM
16
Merriman Wealth Management
Washington
$1.52M +$1.42M +98,007 New
LFAS
17
Level Four Advisory Services
Texas
$1.32M +$297K +20,476 +32%
WI
18
Wintrust Investments
Illinois
$1.24M +$74.5K +5,145 +7%
Ameriprise
19
Ameriprise
Minnesota
$1.24M -$362K -24,965 -24%
LA
20
LexAurum Advisors
Kansas
$1.17M +$1.04M +71,509 New
AG
21
Advisor Group
Arizona
$1.09M -$170K -11,705 -14%
MML Investors Services
22
MML Investors Services
Massachusetts
$981K -$44.1K -3,043 -5%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$935K -$49.2K -3,395 -5%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$884K -$243K -16,742 -23%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$855K -$268K -18,474 -25%