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First Trust Energy AlphaDEX Fund
FXN

Overview Fund Activity

62 hedge funds and large institutions have $307M invested in First Trust Energy AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 22 increasing their positions, 22 reducing their positions, and 12 closing their positions.

Holders
62
Holders Change
+2
Holders Change %
+3.33%
% of All Funds
1.8%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.06%
New
14
Increased
22
Reduced
22
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SAM
1
Shamrock Asset Management
Texas
$25.3M
2
HA
2
Hays Advisory
Tennessee
$19.5M
3
Jane Street
3
Jane Street
New York
$10.2M
4
Bank of America
4
Bank of America
North Carolina
$89.1M
5
CS
5
Credit Suisse
Switzerland
$9.22M

Top Sellers

1
FSIM
1
F-Squared Investment Management
Massachusetts
$476K
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$5.33M
3
BTS
3
BB&T Securities
Virginia
$3.71M
4
PPA
4
Parametric Portfolio Associates
Washington
$0
5
BFA
5
Beaumont Financial Advisors
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$89.1M 3,446,274 +328,174 +11%
Morgan Stanley
2
Morgan Stanley
New York
$33.7M 1,305,425 -42,137 -3%
SAM
3
Shamrock Asset Management
Texas
$25.3M 977,316 +931,834 +2,049%
Wells Fargo
4
Wells Fargo
California
$24.5M 948,423 -222,904 -19%
HA
5
Hays Advisory
Tennessee
$19.5M 754,184 +754,184 New
U
6
UBS
Switzerland
$12.7M 492,749 -197,435 -29%
AIM
7
Astor Investment Management
Illinois
$10.7M 415,315 +122,829 +42%
Jane Street
8
Jane Street
New York
$10.2M 393,309 +393,309 New
CS
9
Credit Suisse
Switzerland
$9.22M 356,665 +319,953 +872%
FHA
10
First Horizon Advisors
Tennessee
$7.81M 301,948 -368 -0.1%
Goldman Sachs
11
Goldman Sachs
New York
$7.51M 290,658 +118,332 +69%
SG Americas Securities
12
SG Americas Securities
New York
$6.06M 234,313 +234,313 New
RJA
13
Raymond James & Associates
Florida
$5.76M 222,654 -84,374 -27%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$5.33M 206,083 -2,123,258 -91%
LPL Financial
15
LPL Financial
California
$4.47M 176,819 -375,316 -68%
VKH
16
Virtu KCG Holdings
New York
$3.79M 146,403 +146,403 New
BTS
17
BB&T Securities
Virginia
$3.71M 14,351 -135,842 -90%
SAM
18
SignalPoint Asset Management
Missouri
$3.22M 124,582 +1,012 +0.8%
WA
19
WESPAC Advisors
California
$2.45M 94,847 +28,855 +44%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$2.07M 79,928 -215,338 -73%
Stifel Financial
21
Stifel Financial
Missouri
$1.98M 76,698 -69,095 -47%
VF
22
Virtu Financial
New York
$1.87M 72,332 +22,720 +46%
TRCT
23
Tower Research Capital (TRC)
New York
$1.7M 65,839 +65,839 New
FHC
24
First Heartland Consultants
Missouri
$1.48M 57,183 -1,047 -2%
FAAS
25
First Allied Advisory Services
California
$1.34M 51,529 +42,298 +458%
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