F-Squared Investment Management’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

F-Squared Investment Management’s Portfolio FXN Stock Details FXN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	$181M	Sell	9,049,291 -5,117,730	-36%	-$112M	11.68%	4
2015 Q1	$299M	Buy	+14,167,021	New	+$296M	11.3%	5
2014 Q4	–	Sell	-18,401	Closed	-$476K	–	38
2014 Q3	$476K	Sell	18,401 -7,549,619	-100%	-$212M	0.01%	40
2014 Q2	$222M	Sell	7,568,020 -3,805,865	-33%	-$105M	5.59%	4
2014 Q1	$298M	Buy	11,373,885 +5,827,428	+105%	+$145M	8.54%	1
2013 Q4	$140M	Buy	5,546,457 +4,336,217	+358%	+$106M	4.73%	9
2013 Q3	$27.8M	Buy	+1,210,240	New	+$27.3M	3.78%	4

Other funds holding FXN

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Main Management San Francisco, California $1.37B AUM 19.06% 1-Year Est. Return

SAM

SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

F-Squared Investment Management's FXN Position: Q2 2015 in Review

F-Squared Investment Management reduced its First Trust Energy AlphaDEX Fund (FXN) stake by 36% in Q2 2015, selling an estimated $112M and leaving 9,049,291 shares worth $181M. The position accounts for 11.68% of the portfolio, ranked #4.

F-Squared Investment Management first reported a position in FXN in Q3 2013 and has held it in 7 quarters since. The position peaked at $299M in Q1 2015. 64 funds tracked by Wall St. Rank hold FXN as of Q2 2015.

F-Squared Investment Management held 9,049,291 shares of First Trust Energy AlphaDEX Fund worth $181M as of Q2 2015.
F-Squared Investment Management sold 5,117,730 First Trust Energy AlphaDEX Fund shares in Q2 2015, an estimated $112M.
First Trust Energy AlphaDEX Fund made up 11.68% of F-Squared Investment Management's portfolio in Q2 2015, its #4 holding.
F-Squared Investment Management first reported a position in First Trust Energy AlphaDEX Fund in Q3 2013 and has held it in 7 quarters since.
F-Squared Investment Management's First Trust Energy AlphaDEX Fund position peaked at $299M in Q1 2015.
64 funds tracked by Wall St. Rank held First Trust Energy AlphaDEX Fund as of Q2 2015.

Based on F-Squared Investment Management's 13F filing for Q2 2015, filed 5 Aug 2015.