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First Trust Energy AlphaDEX Fund

60 hedge funds and large institutions have $675M invested in First Trust Energy AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 18 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 4

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

35% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 17

30% more funds holding

Funds holding: 4660 (+14)

20% more capital invested

Capital invested by funds: $563M → $675M (+$113M)

13.28% more ownership

Funds ownership: 87.48%100.76% (+13%)

Holders
60
Holders Change
+14
Holders Change %
+30.43%
% of All Funds
1.72%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.11%
New
18
Increased
23
Reduced
17
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$222M -$105M -3,805,865 -33%
Bank of America
2
Bank of America
North Carolina
$91.3M +$68.6M +2,495,352 +401%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$68.3M +$61.5M +2,235,838 +2,391%
BTS
4
BB&T Securities
Virginia
$44M -$2.4M -87,115 -37%
Morgan Stanley
5
Morgan Stanley
New York
$39.5M +$17.1M +622,018 +86%
Wells Fargo
6
Wells Fargo
California
$34.3M +$6.78M +246,683 +27%
PPA
7
Parametric Portfolio Associates
Washington
$30.2M -$17.9M -649,747 -39%
BFA
8
Beaumont Financial Advisors
Massachusetts
$22.8M -$3.66M -133,250 -15%
U
9
UBS
Switzerland
$20.2M +$10.7M +389,151 +129%
LPL Financial
10
LPL Financial
California
$16.2M +$12.3M +446,270 +422%
PI
11
Placemark Investments
Illinois
$9.75M -$5.72M -207,842 -38%
RJA
12
Raymond James & Associates
Florida
$8.99M +$2.18M +79,166 +35%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$8.65M +$7M +254,686 +628%
AIM
14
Astor Investment Management
Illinois
$8.57M +$6.95M +252,664 +634%
FHA
15
First Horizon Advisors
Tennessee
$8.54M +$8.31M +302,316 New
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$6.75M -$2.36M -85,788 -27%
Goldman Sachs
17
Goldman Sachs
New York
$5.05M -$6.98M -253,787 -60%
Stifel Financial
18
Stifel Financial
Missouri
$4.27M +$497K +18,064 +14%
SAM
19
SignalPoint Asset Management
Missouri
$3.62M -$63.9K -2,325 -2%
WA
20
WESPAC Advisors
California
$1.93M +$1.82M +65,992 New
BRWM
21
B. Riley Wealth Management
Tennessee
$1.89M -$1.16M -42,263 -40%
FHC
22
First Heartland Consultants
Missouri
$1.71M +$60.5K +2,199 +4%
VF
23
Virtu Financial
New York
$1.45M +$1.36M +49,612 New
RIA
24
Regal Investment Advisors
Michigan
$1.39M +$1.05M +38,002 +400%
SAM
25
Shamrock Asset Management
Texas
$1.33M +$765K +27,827 +158%