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First Trust Energy AlphaDEX Fund
FXN

Overview Fund Activity

60 hedge funds and large institutions have $675M invested in First Trust Energy AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 18 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 4 closing their positions.

Holders
60
Holders Change
+14
Holders Change %
+30.43%
% of All Funds
1.73%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.12%
New
18
Increased
23
Reduced
17
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$91.4M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$68.3M
3
Morgan Stanley
3
Morgan Stanley
New York
$39.5M
4
LPL Financial
4
LPL Financial
California
$16.2M
5
U
5
UBS
Switzerland
$20.2M

Top Sellers

1
FSIM
1
F-Squared Investment Management
Massachusetts
$222M
2
BTS
2
BB&T Securities
Virginia
$44M
3
PPA
3
Parametric Portfolio Associates
Washington
$30.2M
4
Goldman Sachs
4
Goldman Sachs
New York
$5.05M
5
PI
5
Placemark Investments
Illinois
$9.75M
Name Market Value Shares Shares
Change 		Shares
Change %
FSIM
1
F-Squared Investment Management
Massachusetts
$222M 7,568,020 -3,805,865 -33%
Bank of America
2
Bank of America
North Carolina
$91.4M 3,118,100 +2,495,352 +401%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$68.3M 2,329,341 +2,235,838 +2,391%
BTS
4
BB&T Securities
Virginia
$44M 150,193 -87,115 -37%
Morgan Stanley
5
Morgan Stanley
New York
$39.5M 1,347,562 +622,018 +86%
Wells Fargo
6
Wells Fargo
California
$34.3M 1,171,327 +246,683 +27%
PPA
7
Parametric Portfolio Associates
Washington
$30.2M 1,031,298 -649,747 -39%
BFA
8
Beaumont Financial Advisors
Massachusetts
$22.8M 779,255 -133,250 -15%
U
9
UBS
Switzerland
$20.2M 690,184 +389,151 +129%
LPL Financial
10
LPL Financial
California
$16.2M 552,135 +446,270 +422%
PI
11
Placemark Investments
Illinois
$9.75M 332,708 -207,842 -38%
RJA
12
Raymond James & Associates
Florida
$9M 307,028 +79,166 +35%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$8.65M 295,266 +254,686 +628%
AIM
14
Astor Investment Management
Illinois
$8.57M 292,486 +252,664 +634%
FHA
15
First Horizon Advisors
Tennessee
$8.54M 302,316 +302,316 New
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$6.75M 230,286 -85,788 -27%
Goldman Sachs
17
Goldman Sachs
New York
$5.05M 172,326 -253,787 -60%
Stifel Financial
18
Stifel Financial
Missouri
$4.27M 145,793 +18,064 +14%
SAM
19
SignalPoint Asset Management
Missouri
$3.62M 123,570 -2,325 -2%
WA
20
WESPAC Advisors
California
$1.93M 65,992 +65,992 New
BRWM
21
B. Riley Wealth Management
Tennessee
$1.89M 64,626 -42,263 -40%
FHC
22
First Heartland Consultants
Missouri
$1.71M 58,230 +2,199 +4%
VF
23
Virtu Financial
New York
$1.45M 49,612 +49,612 New
RIA
24
Regal Investment Advisors
Michigan
$1.39M 47,502 +38,002 +400%
SAM
25
Shamrock Asset Management
Texas
$1.33M 45,482 +27,827 +158%
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