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First Trust Energy AlphaDEX Fund

151 hedge funds and large institutions have $427M invested in First Trust Energy AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 49 increasing their positions, 57 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

6.08% more ownership

Funds ownership: 67.8%73.89% (+6.1%)

2% more capital invested

Capital invested by funds: $417M → $427M (+$10.3M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

2% less funds holding

Funds holding: 154151 (-3)

12% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 26

14% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 57

Holders
151
Holders Change
-3
Holders Change %
-1.95%
% of All Funds
2.2%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
23
Increased
49
Reduced
57
Closed
26
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$123M +$53.1M +3,118,291 +74%
Wells Fargo
2
Wells Fargo
California
$47.7M -$8.69M -510,379 -15%
LPL Financial
3
LPL Financial
California
$37.4M -$80.7K -4,743 -0.2%
UBS Group
4
UBS Group
Switzerland
$31.6M +$1.34M +78,951 +4%
Bank of America
5
Bank of America
North Carolina
$14.1M -$1.78M -104,626 -11%
RJA
6
Raymond James & Associates
Florida
$10.2M +$635K +37,325 +7%
CA
7
Crumly & Associates
Illinois
$9.73M +$1.08M +63,661 +12%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$8.57M -$694K -40,751 -7%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$7.73M -$5.11M -300,098 -39%
VAS
10
Vestmark Advisory Solutions
Massachusetts
$6.75M +$422K +24,785 +7%
Citadel Advisors
11
Citadel Advisors
Florida
$6.57M +$6.71M +393,946 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$6.46M -$6.9M -405,336 -51%
PG
13
Prostatis Group
Maryland
$6.31M +$6.44M +378,334 New
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$5.78M -$476K -27,936 -7%
Osaic Holdings
15
Osaic Holdings
Arizona
$4.53M -$1.71M -100,678 -27%
AC
16
Avestar Capital
New York
$4.52M -$66.4K -3,899 -1%
NA
17
NewEdge Advisors
Louisiana
$4.19M +$445K +26,158 +11%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$4.13M -$258K -15,172 -6%
Stifel Financial
19
Stifel Financial
Missouri
$4.02M -$859K -50,463 -17%
HighTower Advisors
20
HighTower Advisors
Illinois
$3.66M -$148K -8,671 -4%
NA
21
Navellier & Associates
Nevada
$3.53M +$170K +9,997 +5%
DADC
22
D.A. Davidson & Co
Montana
$3.39M -$5.59M -328,609 -62%
TWM
23
Trinity Wealth Management
Pennsylvania
$3.35M +$609K +35,748 +22%
KAS
24
Kestra Advisory Services
Texas
$3.28M +$73.5K +4,320 +2%
PWA
25
PCG Wealth Advisors
Kansas
$3.11M +$148K +8,706 +5%

FXN Hedge Fund Activity: Q4 2023 in Review

151 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q4 2023, worth a combined $427M — up 2.5% from $417M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of FXN and 23 opened new positions — a net loss of 3 holders — while 57 trimmed existing stakes and 49 added.

The largest buyer was Morgan Stanley, adding an estimated $53.1M. The largest seller was Wells Fargo, cutting an estimated $8.69M.

  • 151 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q4 2023, down from 154 in Q3 2023.
  • Funds reported $427M of First Trust Energy AlphaDEX Fund stock for Q4 2023, up 2.5% quarter-over-quarter.
  • 23 funds opened new First Trust Energy AlphaDEX Fund positions in Q4 2023 and 26 closed out, a net change of -3 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q4 2023 was Morgan Stanley, an estimated $53.1M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q4 2023 was Wells Fargo, an estimated $8.69M sold.

Based on aggregated 13F filings for Q4 2023.