First Trust Energy AlphaDEX Fund
FXN
134 hedge funds and large institutions have $290M invested in First Trust Energy AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 48 funds opening new positions, 51 increasing their positions, 20 reducing their positions, and 13 closing their positions.
269% more first-time investments, than exits
New positions opened: 48 | Existing positions closed: 13
155% more repeat investments, than reductions
Existing positions increased: 51 | Existing positions reduced: 20
54% more capital invested
Capital invested by funds: $188M → $290M (+$102M)
35% more funds holding
Funds holding: 99 → 134 (+35)
4.18% less ownership
Funds ownership: 71.48% → 67.3% (-4.2%)
33% less funds holding in top 10
Funds holding in top 10: 3 → 2 (-1)
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $253K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
+$30.4M |
| 2 |
Morgan Stanley
New York
|
+$14.8M |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$5.5M |
| 4 |
Stifel Financial
St. Louis,
Missouri
|
+$5.12M |
| 5 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$3.77M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SAM
Synergy Asset Management
Vancouver,
Washington
|
-$4.72M |
| 2 |
SL
Savior LLC
Wellesley Hills,
Massachusetts
|
-$3.21M |
| 3 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$1.53M |
| 4 |
TCWM
Total Clarity Wealth Management
St. Charles,
Illinois
|
-$648K |
| 5 |
CA
Cetera Advisors
Denver,
Colorado
|
-$600K |
FXN Hedge Fund Activity: Q4 2021 in Review
134 of the 6,518 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q4 2021, worth a combined $290M — up 54% from $188M a quarter earlier.
Buyers outnumbered sellers: 48 funds opened new FXN positions and 13 closed out — a net gain of 35 holders — while 51 added to existing stakes and 20 trimmed.
The largest buyer was Wells Fargo, adding an estimated $30.4M. The largest seller was Synergy Asset Management, exiting entirely with an estimated $4.72M sold.
- 134 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q4 2021, up from 99 in Q3 2021.
- Funds reported $290M of First Trust Energy AlphaDEX Fund stock for Q4 2021, up 54% quarter-over-quarter.
- 48 funds opened new First Trust Energy AlphaDEX Fund positions in Q4 2021 and 13 closed out, a net change of +35 holders.
- The largest First Trust Energy AlphaDEX Fund buyer in Q4 2021 was Wells Fargo, an estimated $30.4M added.
- The largest First Trust Energy AlphaDEX Fund seller in Q4 2021 was Synergy Asset Management, an estimated $4.72M sold.
Based on aggregated 13F filings for Q4 2021.