Cetera Advisors’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	$853K	Buy	45,545 +13,267	+41%	+$224K	0.01%	1233
2023 Q4	$539K	Buy	32,278 +2,233	+7%	+$38K	0.01%	1085
2023 Q3	$523K	Buy	30,045 +2,116	+8%	+$36.2K	0.01%	1038
2023 Q2	$437K	Sell	27,929 -4,301	-13%	-$65.6K	0.01%	1130
2023 Q1	$500K	Sell	32,230 -35,308	-52%	-$579K	0.01%	1010
2022 Q4	$1.15M	Buy	67,538 +12,749	+23%	+$229K	0.02%	612
2022 Q3	$855K	Sell	54,789 -5,038	-8%	-$82.3K	0.02%	579
2022 Q2	$883K	Buy	59,827 +42,079	+237%	+$683K	0.02%	615
2022 Q1	$283K	Buy	+17,748	New	+$251K	0.01%	1131
2021 Q4	–	Sell	-52,289	Closed	-$600K	–	1471
2021 Q3	$600K	Buy	52,289 +508	+1%	+$5.37K	0.01%	808
2021 Q2	$591K	Buy	51,781 +10,602	+26%	+$113K	0.01%	746
2021 Q1	$417K	Buy	+41,179	New	+$395K	0.01%	813
2019 Q2	–	Sell	-2,143	Closed	-$28K	–	1049
2019 Q1	$28K	Buy	+2,143	New	+$27.5K	﹤0.01%	1041
2017 Q1	–	Sell	-13,961	Closed	-$230K	–	799
2016 Q4	$230K	Buy	13,961 +722	+5%	+$11.3K	0.02%	593
2016 Q3	$205K	Sell	13,239 -1,480	-10%	-$21.9K	0.02%	673
2016 Q2	$217K	Buy	+14,719	New	+$219K	0.02%	655
2015 Q4	–	Sell	-21,206	Closed	-$301K	–	731
2015 Q3	$301K	Sell	21,206 -5,645	-21%	-$93.9K	0.03%	491
2015 Q2	$534K	Buy	26,851 +5,402	+25%	+$118K	0.05%	372
2015 Q1	$456K	Sell	21,449 -3,102	-13%	-$64.8K	0.04%	407
2014 Q4	$515K	Buy	+24,551	New	+$557K	0.05%	366