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First Trust Energy AlphaDEX Fund

55 hedge funds and large institutions have $95.8M invested in First Trust Energy AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 27 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% less funds holding

Funds holding: 6455 (-9)

26% less ownership

Funds ownership: 69.4%43.39% (-26%)

44% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 27

54% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 13

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

74% less capital invested

Capital invested by funds: $370M → $95.8M (-$274M)

Holders
55
Holders Change
-9
Holders Change %
-14.06%
% of All Funds
1.54%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
6
Increased
15
Reduced
27
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.7M -$1.23M -74,014 -4%
Wells Fargo
2
Wells Fargo
California
$10.8M -$9.48M -569,866 -43%
UBS Group
3
UBS Group
Switzerland
$9.46M +$83.9K +5,044 +0.8%
Bank of America
4
Bank of America
North Carolina
$6.61M -$263K -15,800 -3%
MM
5
Main Management
California
$6.37M -$40K -2,407 -0.5%
SAM
6
SignalPoint Asset Management
Missouri
$5.8M +$28.6K +1,719 +0.4%
LPL Financial
7
LPL Financial
California
$4.96M -$735K -44,225 -12%
Goldman Sachs
8
Goldman Sachs
New York
$3.76M +$2.5M +150,317 +136%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$2.48M +$915K +54,994 +47%
RJA
10
Raymond James & Associates
Florida
$2.2M -$1.25M -75,368 -33%
Creative Planning
11
Creative Planning
Kansas
$2.17M +$2.5M +150,531 New
MCWS
12
McKinley Carter Wealth Services
West Virginia
$1.74M +$146K +8,798 +8%
IAS
13
IMA Advisory Services
Colorado
$1.56M +$18.8K +1,130 +1%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$1.44M -$2.13M -128,244 -56%
RIA
15
Regal Investment Advisors
Michigan
$1.3M -$76.4K -4,597 -5%
VF
16
Virtu Financial
New York
$1.22M +$1.41M +84,828 New
TRCT
17
Tower Research Capital (TRC)
New York
$1.18M -$535K -32,186 -28%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$991K -$553K -33,226 -33%
FAAS
19
First Allied Advisory Services
California
$666K -$23.9K -1,437 -3%
ICOA
20
Investment Centers of America
North Dakota
$628K -$109K -6,539 -13%
CS
21
Credit Suisse
Switzerland
$606K -$940K -56,527 -57%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$600K -$20.4K -1,224 -3%
BRWM
23
B. Riley Wealth Management
Tennessee
$453K -$699K -42,040 -57%
VKH
24
Virtu KCG Holdings
New York
$444K -$213K -12,784 -29%
FIM
25
Freedom Investment Management
Connecticut
$443K -$603K -36,274 -88%