Creative Planning’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Creative Planning’s Portfolio FXN Stock Details FXN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-268	Closed	-$4K	–	2565
2017 Q2	$4K	Sell	268 -972	-78%	-$13.6K	﹤0.01%	4090
2017 Q1	$19K	Buy	1,240 +972	+363%	+$15.4K	﹤0.01%	3161
2016 Q4	$4K	Hold	268	–	–	﹤0.01%	4044
2016 Q3	$4K	Buy	+268	New	+$3.97K	﹤0.01%	3970
2016 Q2	–	Sell	-42	Closed	-$1K	–	4402
2016 Q1	$1K	Sell	42 -492	-92%	-$6.22K	﹤0.01%	4114
2015 Q4	$7K	Sell	534 -149,997	-100%	-$2.35M	﹤0.01%	3504
2015 Q3	$2.17M	Buy	+150,531	New	+$2.5M	0.02%	285
2015 Q1	–	Sell	-45,000	Closed	-$942K	–	4282
2014 Q4	$942K	Buy	45,000 +44,000	+4,400%	+$998K	0.01%	468
2014 Q3	$26K	Buy	+1,000	New	+$28.1K	﹤0.01%	2359

Other funds holding FXN

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

FAM

Flaharty Asset Management Clearwater, Florida $69.9M AUM 13.96% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Creative Planning's FXN Position: Q3 2017 in Review

Creative Planning sold out of First Trust Energy AlphaDEX Fund (FXN) in Q3 2017, closing a stake of 268 shares — an estimated $4K sold.

Creative Planning first reported a position in FXN in Q3 2014 and held it in 9 quarters. The position peaked at $2.17M in Q3 2015. 68 funds tracked by Wall St. Rank hold FXN as of Q3 2017.

Creative Planning reported no remaining First Trust Energy AlphaDEX Fund position as of Q3 2017 after selling out during the quarter.
Creative Planning sold 268 First Trust Energy AlphaDEX Fund shares in Q3 2017, an estimated $4K.
Creative Planning first reported a position in First Trust Energy AlphaDEX Fund in Q3 2014 and held it in 9 quarters.
Creative Planning's First Trust Energy AlphaDEX Fund position peaked at $2.17M in Q3 2015.
68 funds tracked by Wall St. Rank held First Trust Energy AlphaDEX Fund as of Q3 2017.

Based on Creative Planning's 13F filing for Q3 2017, filed 17 Oct 2017.