Baker Avenue Asset Management’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-29,566	Closed	-$426K	–	193
2015 Q3	$426K	Sell	29,566 -190,829	-87%	-$2.75M	0.08%	138
2015 Q2	$4.4M	Sell	220,395 -14,813	-6%	-$296K	0.58%	46
2015 Q1	$4.96M	Buy	235,208 +212,716	+946%	+$4.49M	0.66%	32
2014 Q4	$471K	Buy	+22,492	New	+$471K	0.07%	162