Credit Suisse’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Credit Suisse’s Portfolio FXN Stock Details FXN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-250,001	Closed	-$3.73M	–	4143
2016 Q2	$3.73M	Buy	+250,001	New	+$3.73M	﹤0.01%	1842
2016 Q1	–	Sell	-131,344	Closed	-$1.82M	–	4083
2015 Q4	$1.82M	Buy	131,344 +89,261	+212%	+$1.4M	﹤0.01%	2350
2015 Q3	$606K	Sell	42,083 -56,527	-57%	-$940K	﹤0.01%	3258
2015 Q2	$1.97M	Buy	+98,610	New	+$2.15M	﹤0.01%	2573
2015 Q1	–	Sell	-30,060	Closed	-$629K	–	4428
2014 Q4	$629K	Sell	30,060 -326,605	-92%	-$7.41M	﹤0.01%	3538
2014 Q3	$9.22M	Buy	356,665 +319,953	+872%	+$8.99M	0.01%	1339
2014 Q2	$1.08M	Buy	36,712 +2,333	+7%	+$64.2K	﹤0.01%	3214
2014 Q1	$901K	Buy	34,379 +1,272	+4%	+$31.6K	﹤0.01%	3220
2013 Q4	$836K	Buy	33,107 +5,779	+21%	+$142K	﹤0.01%	3417
2013 Q3	$627K	Buy	+27,328	New	+$617K	﹤0.01%	3354

Other funds holding FXN

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

NewSquare Capital Newtown Square, Pennsylvania $1.15B AUM 24.78% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Credit Suisse's FXN Position: Q3 2016 in Review

Credit Suisse sold out of First Trust Energy AlphaDEX Fund (FXN) in Q3 2016, closing a stake of 250,001 shares — an estimated $3.73M sold.

Credit Suisse first reported a position in FXN in Q3 2013 and held it in 10 quarters. The position peaked at $9.22M in Q3 2014. 95 funds tracked by Wall St. Rank hold FXN as of Q3 2016.

Credit Suisse reported no remaining First Trust Energy AlphaDEX Fund position as of Q3 2016 after selling out during the quarter.
Credit Suisse sold 250,001 First Trust Energy AlphaDEX Fund shares in Q3 2016, an estimated $3.73M.
Credit Suisse first reported a position in First Trust Energy AlphaDEX Fund in Q3 2013 and held it in 10 quarters.
Credit Suisse's First Trust Energy AlphaDEX Fund position peaked at $9.22M in Q3 2014.
95 funds tracked by Wall St. Rank held First Trust Energy AlphaDEX Fund as of Q3 2016.

Based on Credit Suisse's 13F filing for Q3 2016, filed 15 Nov 2016.