MSI Financial Services’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

MSI Financial Services’s Portfolio FXN Stock Details FXN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	$23.5M	Sell	1,420,670 -161,849	-10%	-$2.54M	0.76%	21
2016 Q3	$24.4M	Sell	1,582,519 -30,056	-2%	-$445K	0.84%	20
2016 Q2	$24M	Buy	1,612,575 +1,390,461	+626%	+$20.7M	0.86%	20
2016 Q1	$3.14M	Buy	222,114 +198,978	+860%	+$2.52M	0.13%	171
2015 Q4	$320K	Buy	23,136 +11,012	+91%	+$173K	0.01%	726
2015 Q3	$175K	Buy	12,124 +3,932	+48%	+$65.4K	0.01%	693
2015 Q2	$164K	Buy	8,192 +975	+14%	+$21.3K	0.01%	791
2015 Q1	$152K	Buy	7,217 +1,702	+31%	+$35.5K	0.01%	836
2014 Q4	$115K	Buy	5,515 +4,820	+694%	+$109K	0.01%	760
2014 Q3	$18K	Hold	695	–	–	﹤0.01%	1534
2014 Q2	$20K	Buy	695 +325	+88%	+$8.94K	﹤0.01%	1480
2014 Q1	$10K	Hold	370	–	–	﹤0.01%	1732
2013 Q4	$9K	Buy	+370	New	+$9.07K	﹤0.01%	1735
2013 Q3	–	Sell	-205	Closed	-$4K	–	2238
2013 Q2	$4K	Buy	+205	New	+$4.5K	﹤0.01%	1890

Other funds holding FXN

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

NewSquare Capital Newtown Square, Pennsylvania $1.15B AUM 24.78% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

MSI Financial Services's FXN Position: Q4 2016 in Review

MSI Financial Services reduced its First Trust Energy AlphaDEX Fund (FXN) stake by 10% in Q4 2016, selling an estimated $2.54M and leaving 1,420,670 shares worth $23.5M. The position accounts for 0.76% of the portfolio, ranked #21.

MSI Financial Services first reported a position in FXN in Q2 2013 and has held it in 14 quarters since. The position peaked at $24.4M in Q3 2016. 111 funds tracked by Wall St. Rank hold FXN as of Q4 2016.

MSI Financial Services held 1,420,670 shares of First Trust Energy AlphaDEX Fund worth $23.5M as of Q4 2016.
MSI Financial Services sold 161,849 First Trust Energy AlphaDEX Fund shares in Q4 2016, an estimated $2.54M.
First Trust Energy AlphaDEX Fund made up 0.76% of MSI Financial Services's portfolio in Q4 2016, its #21 holding.
MSI Financial Services first reported a position in First Trust Energy AlphaDEX Fund in Q2 2013 and has held it in 14 quarters since.
MSI Financial Services's First Trust Energy AlphaDEX Fund position peaked at $24.4M in Q3 2016.
111 funds tracked by Wall St. Rank held First Trust Energy AlphaDEX Fund as of Q4 2016.

Based on MSI Financial Services's 13F filing for Q4 2016, filed 13 Jan 2017.