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First Trust Energy AlphaDEX Fund

88 hedge funds and large institutions have $235M invested in First Trust Energy AlphaDEX Fund in 2018 Q2 according to their latest regulatory filings, with 21 funds opening new positions, 31 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more capital invested

Capital invested by funds: $99.2M → $235M (+$136M)

133% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 9

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

55% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 20

13% more funds holding

Funds holding: 7888 (+10)

10.96% more ownership

Funds ownership: 48.4%59.35% (+11%)

Holders
88
Holders Change
+10
Holders Change %
+12.82%
% of All Funds
2.01%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
21
Increased
31
Reduced
20
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$41.8M +$18.6M +1,153,481 +88%
Wells Fargo
2
Wells Fargo
California
$31.7M +$18.7M +1,159,570 +163%
NA
3
Navellier & Associates
Nevada
$23M +$21.9M +1,357,913 New
RJA
4
Raymond James & Associates
Florida
$22.3M +$11.6M +718,898 +120%
UBS Group
5
UBS Group
Switzerland
$16.5M +$7.5M +464,155 +91%
LPL Financial
6
LPL Financial
California
$12.6M +$5.83M +360,873 +94%
Bank of America
7
Bank of America
North Carolina
$10.6M +$2.47M +152,727 +32%
BCI
8
Brinker Capital Investments
Pennsylvania
$6.17M +$242K +15,000 +4%
SAM
9
Shamrock Asset Management
Texas
$5.21M -$23.5K -1,455 -0.5%
PCM
10
Penserra Capital Management
California
$4.87M +$4.66M +288,188 New
AWA
11
Arete Wealth Advisors
Illinois
$4.37M +$4.17M +258,102 New
Baird Financial Group
12
Baird Financial Group
Wisconsin
$4.36M -$1.31M -81,198 -24%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$4.23M +$1.32M +81,562 +48%
FWM
14
Focused Wealth Management
New York
$3.77M +$3.61M +223,129 New
SB
15
Suntrust Banks
Georgia
$2.95M +$3.06M +189,221 New
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$2.56M +$1.99M +122,884 +434%
Ameriprise
17
Ameriprise
Minnesota
$2.52M +$598K +37,017 +33%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$2.31M +$551K +34,091 +33%
NL
19
NWAM LLC
Washington
$2.28M +$2.18M +134,598 New
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$2.1M +$2M +123,879 New
IWM
21
IHT Wealth Management
Illinois
$2.07M -$11.4K -705 -0.6%
VCM
22
Virtue Capital Management
Tennessee
$1.94M +$1.85M +114,581 +337,003%
WP
23
WealthSource Partners
California
$1.63M +$1.56M +96,549 New
LFAS
24
Level Four Advisory Services
Texas
$1.61M +$42.6K +2,638 +3%
WI
25
Wintrust Investments
Illinois
$1.51M +$62K +3,839 +4%

FXN Hedge Fund Activity: Q2 2018 in Review

88 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q2 2018, worth a combined $235M — up 137% from $99.2M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FXN positions and 9 closed out — a net gain of 12 holders — while 31 added to existing stakes and 20 trimmed.

The largest buyer was Navellier & Associates, opening a new position worth an estimated $21.9M. The largest seller was Merriman Wealth Management, exiting entirely with an estimated $2.22M sold.

  • 88 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q2 2018, up from 78 in Q1 2018.
  • Funds reported $235M of First Trust Energy AlphaDEX Fund stock for Q2 2018, up 137% quarter-over-quarter.
  • 21 funds opened new First Trust Energy AlphaDEX Fund positions in Q2 2018 and 9 closed out, a net change of +12 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q2 2018 was Navellier & Associates, an estimated $21.9M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q2 2018 was Merriman Wealth Management, an estimated $2.22M sold.

Based on aggregated 13F filings for Q2 2018.