B. Riley Wealth Management’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

B. Riley Wealth Management’s Portfolio FXN Stock Details FXN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-18,786	Closed	-$123K	–	450
2020 Q2	$123K	Sell	18,786 -1,962	-9%	-$12.1K	0.01%	391
2020 Q1	$83K	Sell	20,748 -3,667	-15%	-$28K	0.01%	487
2019 Q4	$258K	Buy	+24,415	New	+$235K	0.04%	315
2016 Q1	$259K	Hold	18,370	–	–	0.39%	89
2015 Q4	$254K	Sell	18,370 -13,135	-42%	-$206K	0.32%	111
2015 Q3	$453K	Sell	31,505 -42,040	-57%	-$699K	0.64%	46
2015 Q2	$1.47M	Buy	73,545 +21,406	+41%	+$468K	1.17%	9
2015 Q1	$1.1M	Buy	52,139 +48,377	+1,286%	+$1.01M	0.83%	16
2014 Q4	$78K	Sell	3,762 -24,389	-87%	-$553K	0.06%	315
2014 Q3	$727K	Sell	28,151 -36,475	-56%	-$1.03M	0.54%	39
2014 Q2	$1.89M	Sell	64,626 -42,263	-40%	-$1.16M	1.23%	9
2014 Q1	$2.8M	Buy	+106,889	New	+$2.65M	2.07%	3

Other funds holding FXN

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SAM

Secure Asset Management Troy, Michigan $714M AUM 27.91% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

B. Riley Wealth Management's FXN Position: Q3 2020 in Review

B. Riley Wealth Management sold out of First Trust Energy AlphaDEX Fund (FXN) in Q3 2020, closing a stake of 18,786 shares — an estimated $123K sold.

B. Riley Wealth Management first reported a position in FXN in Q1 2014 and held it in 12 quarters. The position peaked at $2.8M in Q1 2014. 65 funds tracked by Wall St. Rank hold FXN as of Q3 2020.

B. Riley Wealth Management reported no remaining First Trust Energy AlphaDEX Fund position as of Q3 2020 after selling out during the quarter.
B. Riley Wealth Management sold 18,786 First Trust Energy AlphaDEX Fund shares in Q3 2020, an estimated $123K.
B. Riley Wealth Management first reported a position in First Trust Energy AlphaDEX Fund in Q1 2014 and held it in 12 quarters.
B. Riley Wealth Management's First Trust Energy AlphaDEX Fund position peaked at $2.8M in Q1 2014.
65 funds tracked by Wall St. Rank held First Trust Energy AlphaDEX Fund as of Q3 2020.

Based on B. Riley Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.