First Allied Advisory Services’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-4,089	Closed	-$39K	–	1340
2019 Q3	$39K	Buy	+4,089	New	+$41.7K	﹤0.01%	1387
2019 Q1	–	Sell	-17,197	Closed	-$201K	–	1168
2018 Q4	$201K	Sell	17,197 -40,369	-70%	-$591K	0.01%	955
2018 Q3	$1.02M	Buy	57,566 +25,367	+79%	+$429K	0.03%	459
2018 Q2	$549K	Buy	32,199 +8,606	+36%	+$139K	0.02%	640
2018 Q1	$343K	Buy	23,593 +11,802	+100%	+$174K	0.01%	814
2017 Q4	$184K	Buy	+11,791	New	+$171K	0.01%	1086
2017 Q3	–	Sell	-20,111	Closed	-$269K	–	1148
2017 Q2	$269K	Buy	20,111 +37	+0.2%	+$519	0.01%	890
2017 Q1	$303K	Sell	20,074 -13,865	-41%	-$219K	0.02%	780
2016 Q4	$560K	Buy	33,939 +8,439	+33%	+$133K	0.03%	551
2016 Q3	$393K	Buy	25,500 +7,306	+40%	+$108K	0.02%	641
2016 Q2	$271K	Buy	+18,194	New	+$271K	0.02%	783
2016 Q1	–	Sell	-20,695	Closed	-$280K	–	1050
2015 Q4	$280K	Sell	20,695 -26,783	-56%	-$420K	0.01%	812
2015 Q3	$666K	Sell	47,478 -1,437	-3%	-$23.9K	0.04%	470
2015 Q2	$969K	Sell	48,915 -3,119	-6%	-$68.2K	0.04%	404
2015 Q1	$1.09M	Sell	52,034 -4,504	-8%	-$94.1K	0.07%	323
2014 Q4	$1.17M	Buy	56,538 +5,009	+10%	+$114K	0.09%	282
2014 Q3	$1.34M	Buy	51,529 +42,298	+458%	+$1.19M	0.11%	229
2014 Q2	$273K	Buy	+9,231	New	+$254K	0.02%	750