First Allied Advisory Services’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

First Allied Advisory Services’s Portfolio FXN Stock Details FXN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-4,089	Closed	-$39K	–	1340
2019 Q3	$39K	Buy	+4,089	New	+$41.7K	﹤0.01%	1387
2019 Q1	–	Sell	-17,197	Closed	-$201K	–	1168
2018 Q4	$201K	Sell	17,197 -40,369	-70%	-$591K	0.01%	955
2018 Q3	$1.02M	Buy	57,566 +25,367	+79%	+$429K	0.03%	459
2018 Q2	$549K	Buy	32,199 +8,606	+36%	+$139K	0.02%	640
2018 Q1	$343K	Buy	23,593 +11,802	+100%	+$174K	0.01%	814
2017 Q4	$184K	Buy	+11,791	New	+$171K	0.01%	1086
2017 Q3	–	Sell	-20,111	Closed	-$269K	–	1148
2017 Q2	$269K	Buy	20,111 +37	+0.2%	+$519	0.01%	890
2017 Q1	$303K	Sell	20,074 -13,865	-41%	-$219K	0.02%	780
2016 Q4	$560K	Buy	33,939 +8,439	+33%	+$133K	0.03%	551
2016 Q3	$393K	Buy	25,500 +7,306	+40%	+$108K	0.02%	641
2016 Q2	$271K	Buy	+18,194	New	+$271K	0.02%	783
2016 Q1	–	Sell	-20,695	Closed	-$280K	–	1050
2015 Q4	$280K	Sell	20,695 -26,783	-56%	-$420K	0.01%	812
2015 Q3	$666K	Sell	47,478 -1,437	-3%	-$23.9K	0.04%	470
2015 Q2	$969K	Sell	48,915 -3,119	-6%	-$68.2K	0.04%	404
2015 Q1	$1.09M	Sell	52,034 -4,504	-8%	-$94.1K	0.07%	323
2014 Q4	$1.17M	Buy	56,538 +5,009	+10%	+$114K	0.09%	282
2014 Q3	$1.34M	Buy	51,529 +42,298	+458%	+$1.19M	0.11%	229
2014 Q2	$273K	Buy	+9,231	New	+$254K	0.02%	750

Other funds holding FXN

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

1776 Wealth Atlanta, Georgia $284M AUM 21.82% 1-Year Est. Return

First Allied Advisory Services's FXN Position: Q4 2019 in Review

First Allied Advisory Services sold out of First Trust Energy AlphaDEX Fund (FXN) in Q4 2019, closing a stake of 4,089 shares — an estimated $39K sold.

First Allied Advisory Services first reported a position in FXN in Q2 2014 and held it in 18 quarters. The position peaked at $1.34M in Q3 2014. 62 funds tracked by Wall St. Rank hold FXN as of Q4 2019.

First Allied Advisory Services reported no remaining First Trust Energy AlphaDEX Fund position as of Q4 2019 after selling out during the quarter.
First Allied Advisory Services sold 4,089 First Trust Energy AlphaDEX Fund shares in Q4 2019, an estimated $39K.
First Allied Advisory Services first reported a position in First Trust Energy AlphaDEX Fund in Q2 2014 and held it in 18 quarters.
First Allied Advisory Services's First Trust Energy AlphaDEX Fund position peaked at $1.34M in Q3 2014.
62 funds tracked by Wall St. Rank held First Trust Energy AlphaDEX Fund as of Q4 2019.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.