Global Financial Private Capital’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Global Financial Private Capital’s Portfolio FXN Stock Details FXN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-38,878	Closed	-$602K	–	532
2017 Q4	$602K	Sell	38,878 -9,014	-19%	-$131K	0.02%	316
2017 Q3	$687K	Sell	47,892 -67,278	-58%	-$894K	0.02%	279
2017 Q2	$1.53M	Buy	115,170 +37,694	+49%	+$528K	0.07%	139
2017 Q1	$1.17M	Buy	+77,476	New	+$1.23M	0.06%	150

Other funds holding FXN

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $13.1B AUM 28.37% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Global Financial Private Capital's FXN Position: Q1 2018 in Review

Global Financial Private Capital sold out of First Trust Energy AlphaDEX Fund (FXN) in Q1 2018, closing a stake of 38,878 shares — an estimated $602K sold.

Global Financial Private Capital first reported a position in FXN in Q1 2017 and held it in 4 quarters. The position peaked at $1.53M in Q2 2017. 78 funds tracked by Wall St. Rank hold FXN as of Q1 2018.

Global Financial Private Capital reported no remaining First Trust Energy AlphaDEX Fund position as of Q1 2018 after selling out during the quarter.
Global Financial Private Capital sold 38,878 First Trust Energy AlphaDEX Fund shares in Q1 2018, an estimated $602K.
Global Financial Private Capital first reported a position in First Trust Energy AlphaDEX Fund in Q1 2017 and held it in 4 quarters.
Global Financial Private Capital's First Trust Energy AlphaDEX Fund position peaked at $1.53M in Q2 2017.
78 funds tracked by Wall St. Rank held First Trust Energy AlphaDEX Fund as of Q1 2018.

Based on Global Financial Private Capital's 13F filing for Q1 2018, filed 14 May 2018.