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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWX icon
351
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
$3.09M 0.05%
105,848
+74,094
+233% +$2.12M
GLF
352
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
$3.09M 0.05%
60,654
-1,425
-2% -$69.8K
CAR icon
353
Avis
CAR
$4.86B
$3.07M 0.05%
106,611
-62,138
-37% -$1.86M
UNP icon
354
Union Pacific
UNP
$174B
$3.05M 0.05%
39,278
+1,324
+3% +$105K
OKS
355
DELISTED
Oneok Partners LP
OKS
$3.04M 0.05%
57,423
-3,785
-6% -$192K
EMLC icon
356
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.79B
$3.04M 0.05%
62,590
+46,573
+291% +$2.25M
PARA
357
DELISTED
Paramount Global Class B
PARA
$3.03M 0.05%
54,997
+653
+1% +$34.7K
ISIL
358
DELISTED
Intersil Corp
ISIL
$3.01M 0.05%
+268,302
New +$2.69M
RAI
359
DELISTED
Reynolds American Inc
RAI
$3M 0.05%
123,024
+10,378
+9% +$257K
XLF icon
360
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$2.96M 0.05%
169,677
-38,770
-19% -$687K
PBCT
361
DELISTED
People's United Financial Inc
PBCT
$2.96M 0.05%
206,078
+3,722
+2% +$55.2K
ITW icon
362
Illinois Tool Works
ITW
$82.6B
$2.95M 0.05%
38,679
+8,101
+26% +$592K
LOW icon
363
Lowe's Companies
LOW
$117B
$2.95M 0.05%
61,923
-2,878
-4% -$131K
XRTX
364
DELISTED
XYRATEX LTD (BERMUDA)
XRTX
$2.94M 0.05%
264,561
-1,100
-0.4% -$11.8K
CWB icon
365
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$2.93M 0.05%
64,743
+51,893
+404% +$2.31M
YHOO
366
DELISTED
Yahoo Inc
YHOO
$2.92M 0.05%
88,106
+57,510
+188% +$1.63M
SPLV icon
367
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$2.91M 0.05%
93,263
+11,793
+14% +$373K
MMP
368
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.91M 0.05%
51,554
-997
-2% -$54.8K
FDL icon
369
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.74B
$2.91M 0.05%
139,419
+15,428
+12% +$326K
VYM icon
370
Vanguard High Dividend Yield ETF
VYM
$80.9B
$2.9M 0.05%
50,371
+5,423
+12% +$315K
C icon
371
Citigroup
C
$222B
$2.82M 0.05%
58,131
+12,368
+27% +$625K
TFI icon
372
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$2.82M 0.05%
61,641
-4,046
-6% -$182K
HTGC icon
373
Hercules Capital
HTGC
$3.07B
$2.81M 0.05%
184,186
-2,465
-1% -$35.7K
D icon
374
Dominion Energy
D
$60.8B
$2.81M 0.05%
44,952
-4,915
-10% -$292K
PPL
375
PPL Corp
PPL
$26.5B
$2.79M 0.05%
98,572
+26,940
+38% +$773K
13 14
15
16 17

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QCM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.