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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBI
401
DELISTED
Chicago Bridge & Iron Nv
CBI
$2.55M 0.04%
37,566
+7,266
+24% +$448K
FMER
402
DELISTED
FIRSTMERIT CORP
FMER
$2.53M 0.04%
116,464
+9,278
+9% +$201K
LVS icon
403
Las Vegas Sands
LVS
$31.7B
$2.52M 0.04%
37,945
+23,651
+165% +$1.37M
KEY icon
404
KeyCorp
KEY
$24.2B
$2.5M 0.04%
219,283
+18,778
+9% +$224K
WLL
405
DELISTED
Whiting Petroleum Corporation
WLL
$2.49M 0.04%
139
-4
-3% -$62K
ADM icon
406
Archer Daniels Midland
ADM
$38.2B
$2.48M 0.04%
67,193
+2,076
+3% +$75.6K
VAL
407
DELISTED
Valspar
VAL
$2.47M 0.04%
38,935
-1,065
-3% -$69.8K
JSN
408
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
$2.47M 0.04%
204,646
+10,140
+5% +$125K
USMV icon
409
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$2.47M 0.04%
74,211
-189
-0.3% -$6.31K
LMT icon
410
Lockheed Martin
LMT
$134B
$2.45M 0.04%
19,235
-4,792
-20% -$582K
BEAM
411
DELISTED
BEAM INC COM STK (DE)
BEAM
$2.45M 0.04%
37,879
+2,546
+7% +$163K
ETY icon
412
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$2.44M 0.04%
242,509
+9,672
+4% +$101K
SD
413
DELISTED
SANDRIDGE ENERGY, INC.
SD
$2.44M 0.04%
417,111
-19,569
-4% -$105K
DON icon
414
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$2.44M 0.04%
105,450
+84,153
+395% +$1.93M
SE
415
DELISTED
Spectra Energy Corp Wi
SE
$2.38M 0.04%
69,545
+23,192
+50% +$801K
EWL icon
416
iShares MSCI Switzerland ETF
EWL
$2.19B
$2.37M 0.04%
75,812
+13,063
+21% +$394K
CLR
417
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$2.35M 0.04%
43,884
-3,108
-7% -$149K
IDV icon
418
iShares International Select Dividend ETF
IDV
$8.45B
$2.35M 0.04%
64,849
+2,806
+5% +$96.9K
PX
419
DELISTED
Praxair Inc
PX
$2.34M 0.04%
19,503
+173
+0.9% +$20.5K
PNC icon
420
PNC Financial Services
PNC
$99.7B
$2.34M 0.04%
32,266
-4,320
-12% -$322K
EWD icon
421
iShares MSCI Sweden ETF
EWD
$546M
$2.31M 0.04%
67,384
+11,912
+21% +$394K
AMT icon
422
American Tower
AMT
$80.8B
$2.31M 0.04%
31,098
-40,627
-57% -$2.93M
AGN
423
DELISTED
Allergan plc
AGN
$2.3M 0.04%
15,951
+60
+0.4% +$7.99K
HYS icon
424
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$2.28M 0.04%
21,767
+4,502
+26% +$470K
PJP icon
425
Invesco Pharmaceuticals ETF
PJP
$442M
$2.28M 0.04%
49,438
+4,965
+11% +$227K
15 16
17
18 19

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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.