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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PZA icon
451
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.22B
$2.06M 0.03%
89,371
-15,763
-15% -$363K
APO icon
452
Apollo Global Management
APO
$72.4B
$2.06M 0.03%
72,756
-18,936
-21% -$508K
IBB icon
453
iShares Biotechnology ETF
IBB
$9.34B
$2.04M 0.03%
29,211
+7,746
+36% +$507K
VFC icon
454
VF Corp
VFC
$5.63B
$2.03M 0.03%
43,262
-5,072
-10% -$234K
ITM icon
455
VanEck Intermediate Muni ETF
ITM
$2.14B
$2.02M 0.03%
45,350
+2,233
+5% +$97.7K
FMO
456
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$2.02M 0.03%
16,411
-856
-5% -$111K
VTRS icon
457
Viatris
VTRS
$20.4B
$2.02M 0.03%
52,837
+12,074
+30% +$425K
ZTR
458
Virtus Total Return Fund
ZTR
$340M
$2.02M 0.03%
153,898
-3,388
-2% -$44.2K
OHI icon
459
Omega Healthcare
OHI
$15.1B
$2.01M 0.03%
67,429
+3,313
+5% +$101K
SRCL
460
DELISTED
Stericycle Inc
SRCL
$2.01M 0.03%
17,416
-190
-1% -$21.9K
DFE icon
461
WisdomTree Europe SmallCap Dividend Fund
DFE
$166M
$2.01M 0.03%
+39,812
New +$1.88M
HDV
462
iShares Core High Dividend ETF
HDV
$14.5B
$2.01M 0.03%
151,535
+1,270
+0.8% +$17.2K
SNN icon
463
Smith & Nephew
SNN
$13.3B
$2.01M 0.03%
80,353
+11,265
+16% +$272K
XLV icon
464
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$1.98M 0.03%
39,204
-6,877
-15% -$346K
SRLN icon
465
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$1.98M 0.03%
39,711
+12,780
+47% +$638K
IYJ icon
466
iShares US Industrials ETF
IYJ
$1.98B
$1.98M 0.03%
43,706
+21,664
+98% +$955K
PWR icon
467
Quanta Services
PWR
$100B
$1.97M 0.03%
71,686
-8,297
-10% -$224K
ITA icon
468
iShares US Aerospace & Defense ETF
ITA
$14.2B
$1.94M 0.03%
42,304
+14,560
+52% +$647K
CE icon
469
Celanese
CE
$4.9B
$1.94M 0.03%
36,704
+5,804
+19% +$284K
TFCFA
470
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.93M 0.03%
+57,695
New +$1.82M
CCNE icon
471
CNB Financial Corp
CCNE
$1.04B
$1.91M 0.03%
112,289
-987
-0.9% -$17.1K
RIG icon
472
Transocean
RIG
$5.89B
$1.91M 0.03%
42,945
+9,301
+28% +$440K
ACWI icon
473
iShares MSCI ACWI ETF
ACWI
$32.5B
$1.91M 0.03%
35,377
-367
-1% -$19.3K
CFR icon
474
Cullen/Frost Bankers
CFR
$10.3B
$1.9M 0.03%
26,972
+802
+3% +$57.1K
THI
475
DELISTED
TIM HORTONS INC COM, CANADA
THI
$1.9M 0.03%
32,727
+7,593
+30% +$431K
17 18
19
20 21

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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.