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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FE icon
501
FirstEnergy
FE
$28B
$1.71M 0.03%
47,012
+5,433
+13% +$204K
EWH icon
502
iShares MSCI Hong Kong ETF
EWH
$1.24B
$1.71M 0.03%
85,332
+5,395
+7% +$104K
EWS icon
503
iShares MSCI Singapore ETF
EWS
$1.04B
$1.71M 0.03%
63,892
+3,274
+5% +$85.8K
XLP icon
504
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$1.7M 0.03%
42,722
-10,388
-20% -$423K
HLX icon
505
Helix Energy Solutions
HLX
$1.4B
$1.7M 0.03%
66,913
-22,237
-25% -$571K
SAN icon
506
Banco Santander
SAN
$201B
$1.69M 0.03%
+228,350
New +$1.52M
PNR icon
507
Pentair
PNR
$10.4B
$1.69M 0.03%
38,781
+736
+2% +$30.7K
AGN
508
DELISTED
Allergan Inc
AGN
$1.69M 0.03%
18,659
-4,604
-20% -$413K
EWP icon
509
iShares MSCI Spain ETF
EWP
$2.11B
$1.68M 0.03%
+48,318
New +$1.52M
DOV icon
510
Dover
DOV
$27.6B
$1.68M 0.03%
27,862
+1,159
+4% +$66.8K
TROW icon
511
T. Rowe Price
TROW
$23.9B
$1.64M 0.03%
22,831
+1,490
+7% +$110K
FXO icon
512
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$1.64M 0.03%
82,984
-43,771
-35% -$860K
ABV
513
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
$1.61M 0.03%
42,020
-2,093
-5% -$76.7K
FTSL icon
514
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$1.61M 0.03%
+32,644
New +$1.62M
MET icon
515
MetLife
MET
$61.9B
$1.61M 0.03%
38,361
-3,633
-9% -$157K
HIG icon
516
Hartford Financial Services
HIG
$38.9B
$1.6M 0.03%
51,258
-683
-1% -$21.3K
CINF icon
517
Cincinnati Financial
CINF
$27.3B
$1.59M 0.03%
33,787
+7
+0% +$334
CVY icon
518
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$1.59M 0.03%
67,023
-8,276
-11% -$197K
VHT icon
519
Vanguard Health Care ETF
VHT
$18.1B
$1.58M 0.03%
16,947
+3,603
+27% +$331K
AGNC icon
520
AGNC Investment
AGNC
$12.4B
$1.57M 0.03%
69,594
-26,006
-27% -$585K
CHL
521
DELISTED
China Mobile Limited
CHL
$1.56M 0.03%
27,589
+401
+1% +$21.7K
AON icon
522
Aon
AON
$76.5B
$1.56M 0.03%
20,913
-5,534
-21% -$380K
CMCSA icon
523
Comcast
CMCSA
$85B
$1.54M 0.03%
68,420
-1,258
-2% -$27.4K
FTR
524
DELISTED
Frontier Communications Corp.
FTR
$1.54M 0.03%
24,584
-118
-0.5% -$7.68K
NKE icon
525
Nike
NKE
$61.9B
$1.53M 0.03%
42,226
-7,558
-15% -$247K
19 20
21
22 23

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QCM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.