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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
551
Broadcom
AVGO
$1.87T
$1.38M 0.02%
319,640
+41,210
+15% +$158K
ADT
552
DELISTED
ADT Corp
ADT
$1.37M 0.02%
33,695
+5,516
+20% +$227K
DINO icon
553
HF Sinclair
DINO
$15.8B
$1.36M 0.02%
32,341
+13,114
+68% +$570K
IYE icon
554
iShares US Energy ETF
IYE
$1.73B
$1.36M 0.02%
28,823
-3,945
-12% -$185K
STT icon
555
State Street
STT
$50.3B
$1.35M 0.02%
20,560
-2,170
-10% -$148K
TTMI icon
556
TTM Technologies
TTMI
$12.5B
$1.35M 0.02%
138,558
+9,830
+8% +$93.5K
SDOG icon
557
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
$1.35M 0.02%
42,089
-51,834
-55% -$1.66M
IEV icon
558
iShares Europe ETF
IEV
$1.67B
$1.35M 0.02%
+30,513
New +$1.29M
HSY icon
559
Hershey
HSY
$35.5B
$1.35M 0.02%
14,553
-1,184
-8% -$110K
BHC icon
560
Bausch Health
BHC
$2.6B
$1.35M 0.02%
12,903
+1,758
+16% +$171K
XLI icon
561
State Street Industrial Select Sector SPDR ETF
XLI
$33.2B
$1.34M 0.02%
28,922
-9,119
-24% -$413K
VGT icon
562
Vanguard Information Technology ETF
VGT
$141B
$1.34M 0.02%
132,784
+64,088
+93% +$630K
ETW
563
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.04B
$1.34M 0.02%
118,072
+1,391
+1% +$15.9K
TAP icon
564
Molson Coors Class B
TAP
$7.82B
$1.34M 0.02%
26,634
+6,417
+32% +$323K
TSM icon
565
TSMC
TSM
$2.1T
$1.32M 0.02%
77,807
+26,601
+52% +$454K
NUE icon
566
Nucor
NUE
$59.1B
$1.31M 0.02%
26,724
-494
-2% -$23.1K
PRGO icon
567
Perrigo
PRGO
$1.45B
$1.31M 0.02%
10,615
+3,203
+43% +$400K
TUP
568
DELISTED
Tupperware Brands Corporation
TUP
$1.3M 0.02%
15,088
+4,439
+42% +$370K
ITC
569
DELISTED
ITC HOLDINGS CORP
ITC
$1.3M 0.02%
41,640
+4,395
+12% +$133K
BEN icon
570
Franklin Resources
BEN
$18.1B
$1.3M 0.02%
25,771
+3,784
+17% +$183K
IWB icon
571
iShares Russell 1000 ETF
IWB
$49B
$1.3M 0.02%
13,791
-22
-0.2% -$2.06K
JQC icon
572
Nuveen Credit Strategies Income Fund
JQC
$708M
$1.29M 0.02%
138,319
+33,298
+32% +$325K
TRV icon
573
Travelers Companies
TRV
$77.8B
$1.29M 0.02%
15,225
+1,127
+8% +$93.2K
DTRE icon
574
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.7M
$1.29M 0.02%
32,291
+2,112
+7% +$83.8K
RFG icon
575
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$342M
$1.29M 0.02%
57,925
-50
-0.1% -$1.08K
21 22
23
24 25

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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.