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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVR
576
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
$1.28M 0.02%
55,188
-958
-2% -$23.9K
EINC icon
577
VanEck Energy Income ETF
EINC
$82.1M
$1.28M 0.02%
4,659
+2,828
+154% +$781K
HCC
578
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$1.26M 0.02%
28,812
-886
-3% -$39.1K
UL icon
579
Unilever
UL
$137B
$1.26M 0.02%
29,068
+16,004
+123% +$726K
GEO icon
580
The GEO Group
GEO
$4.19B
$1.25M 0.02%
56,541
+11,340
+25% +$254K
VTA
581
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.25M 0.02%
97,232
-16,245
-14% -$207K
DIA icon
582
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.7B
$1.25M 0.02%
8,275
-613
-7% -$93.6K
AMJ
583
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.25M 0.02%
27,976
-2,878
-9% -$132K
JMF
584
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$1.24M 0.02%
66,411
+1,855
+3% +$36.6K
TDIV icon
585
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.25B
$1.24M 0.02%
55,118
+4,558
+9% +$102K
TDF
586
Templeton Dragon Fund
TDF
$271M
$1.24M 0.02%
47,515
+332
+0.7% +$8.6K
PIZ icon
587
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$732M
$1.23M 0.02%
49,221
-62,711
-56% -$1.45M
PRU icon
588
Prudential Financial
PRU
$42.7B
$1.23M 0.02%
15,774
+4,090
+35% +$321K
DOC icon
589
Healthpeak Properties
DOC
$14.9B
$1.22M 0.02%
32,820
+230
+0.7% +$8.97K
IWR icon
590
iShares Russell Mid-Cap ETF
IWR
$56.3B
$1.22M 0.02%
35,076
-35,348
-50% -$1.21M
ICF icon
591
iShares Select U.S. REIT ETF
ICF
$2.1B
$1.22M 0.02%
31,676
-21,900
-41% -$868K
BCIC
592
BCP Investment Corp
BCIC
$91.3M
$1.22M 0.02%
13,592
+3,114
+30% +$296K
ALL icon
593
Allstate
ALL
$67.6B
$1.21M 0.02%
24,032
+979
+4% +$49.2K
LRCX icon
594
Lam Research
LRCX
$369B
$1.21M 0.02%
237,170
+71,230
+43% +$348K
SODA
595
DELISTED
SodaStream International Ltd
SODA
$1.21M 0.02%
19,471
-1,221
-6% -$77.5K
CEM
596
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$1.21M 0.02%
9,110
+247
+3% +$33.7K
PNQI icon
597
Invesco NASDAQ Internet ETF
PNQI
$533M
$1.21M 0.02%
98,450
+1,065
+1% +$11.9K
TM icon
598
Toyota
TM
$220B
$1.21M 0.02%
9,439
+160
+2% +$20.4K
SPLS
599
DELISTED
Staples Inc
SPLS
$1.21M 0.02%
82,455
-461
-0.6% -$7.23K
EVV
600
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$1.21M 0.02%
77,204
-2,590
-3% -$39.2K
22 23
24
25 26

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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.