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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEL icon
626
Genesis Energy
GEL
$1.89B
$1.13M 0.02%
22,491
-1,408
-6% -$70.9K
NIO
627
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$1.13M 0.02%
86,562
-1,155
-1% -$15K
SWFT
628
DELISTED
Swift Transportation Company
SWFT
$1.12M 0.02%
55,677
+5,006
+10% +$91.1K
B
629
Barrick Mining
B
$62.6B
$1.12M 0.02%
60,150
-80,018
-57% -$1.41M
AEC
630
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$1.12M 0.02%
74,983
-546
-0.7% -$8.31K
WEC icon
631
WEC Energy
WEC
$35.6B
$1.11M 0.02%
27,453
+916
+3% +$38.1K
VGM icon
632
Invesco Trust Investment Grade Municipals
VGM
$549M
$1.1M 0.02%
88,610
+4,535
+5% +$55.9K
XHB icon
633
State Street SPDR S&P Homebuilders ETF
XHB
$1.49B
$1.1M 0.02%
36,035
-434
-1% -$13K
DES icon
634
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$1.1M 0.02%
52,590
+9,090
+21% +$187K
TSI
635
TCW Strategic Income Fund
TSI
$212M
$1.1M 0.02%
203,264
-108,782
-35% -$584K
HP icon
636
Helmerich & Payne
HP
$3.41B
$1.09M 0.02%
15,876
-96
-0.6% -$6.34K
CLB icon
637
Core Laboratories
CLB
$491M
$1.09M 0.02%
6,466
+199
+3% +$30.9K
CVLT icon
638
Commault Systems
CVLT
$5.18B
$1.09M 0.02%
12,419
+6,844
+123% +$573K
VVR icon
639
Invesco Senior Income Trust
VVR
$457M
$1.09M 0.02%
207,484
+349
+0.2% +$1.84K
PNNT
640
Pennant Park Investment Corp
PNNT
$223M
$1.09M 0.02%
96,452
+8,120
+9% +$92.6K
HLSS
641
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$1.09M 0.02%
49,422
+2,702
+6% +$64.1K
PTH icon
642
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$230M
$1.08M 0.02%
75,366
-528
-0.7% -$7.5K
ALKS icon
643
Alkermes
ALKS
$8.31B
$1.08M 0.02%
32,180
+19,124
+146% +$622K
VVC
644
DELISTED
Vectren Corporation
VVC
$1.08M 0.02%
32,395
+198
+0.6% +$6.82K
DECK icon
645
Deckers Outdoor
DECK
$13.6B
$1.07M 0.02%
+97,332
New +$944K
LINE
646
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$1.06M 0.02%
41,086
-7,908
-16% -$205K
BGC icon
647
BGC Group
BGC
$5.38B
$1.06M 0.02%
293,506
+1,438
+0.5% +$5.52K
SRF
648
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$1.06M 0.02%
12,484
+1,300
+12% +$122K
SON icon
649
Sonoco
SON
$5.58B
$1.06M 0.02%
27,251
-358
-1% -$13.6K
CNQ icon
650
Canadian Natural Resources
CNQ
$96.7B
$1.06M 0.02%
69,772
-2,710
-4% -$40.7K
24 25
26
27 28

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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.