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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYW icon
651
iShares US Technology ETF
IYW
$24.1B
$1.06M 0.02%
53,796
-49,144
-48% -$955K
TRGP icon
652
Targa Resources
TRGP
$56.8B
$1.06M 0.02%
14,472
-842
-5% -$58.2K
CRR
653
DELISTED
Carbo Ceramics Inc.
CRR
$1.05M 0.02%
10,629
+6,679
+169% +$568K
VIG icon
654
Vanguard Dividend Appreciation ETF
VIG
$112B
$1.05M 0.02%
15,116
+3,708
+33% +$257K
ZTS icon
655
Zoetis
ZTS
$32.3B
$1.05M 0.02%
33,654
+14,259
+74% +$437K
SYT
656
DELISTED
Syngenta Ag
SYT
$1.05M 0.02%
12,874
+13
+0.1% +$1.04K
CHK.PRD
657
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$1.04M 0.02%
11,737
-190
-2% -$17.1K
FTF
658
Franklin Limited Duration Income Trust
FTF
$231M
$1.04M 0.02%
79,775
+8,500
+12% +$109K
MTB icon
659
M&T Bank
MTB
$36.2B
$1.03M 0.02%
9,246
-369
-4% -$42.7K
NRF
660
DELISTED
NorthStar Realty Finance Corp.
NRF
$1.03M 0.02%
+56,633
New +$1.03M
ANGI icon
661
Angi Inc
ANGI
$240M
$1.03M 0.02%
4,572
+2,060
+82% +$479K
PKW icon
662
Invesco BuyBack Achievers ETF
PKW
$1.74B
$1.03M 0.02%
26,244
-2,121
-7% -$80.8K
JEF icon
663
Jefferies Financial Group
JEF
$12.8B
$1.02M 0.02%
41,841
+17,077
+69% +$409K
APL
664
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$1.02M 0.02%
+26,215
New +$999K
SMF
665
DELISTED
SALIENT MLP & ENERGY INFRASTRUCTURE FD
SMF
$1.02M 0.02%
38,907
+7,630
+24% +$214K
PKB icon
666
Invesco Building & Construction ETF
PKB
$442M
$1.01M 0.02%
49,815
-12,623
-20% -$249K
HBAN icon
667
Huntington Bancshares
HBAN
$35.1B
$1.01M 0.02%
122,292
-4,908
-4% -$41.4K
VNQI icon
668
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$1.01M 0.02%
17,771
+2,535
+17% +$139K
SH icon
669
ProShares Short S&P500
SH
$914M
$1.01M 0.02%
4,487
-1,837
-29% -$415K
RY icon
670
Royal Bank of Canada
RY
$292B
$1M 0.02%
15,592
-973
-6% -$60.4K
NSM
671
DELISTED
Nationstar Mortgage Holdings
NSM
$1M 0.02%
17,793
+95
+0.5% +$4.63K
IHE icon
672
iShares US Pharmaceuticals ETF
IHE
$1.61B
$998K 0.02%
28,155
-6,258
-18% -$220K
COF icon
673
Capital One
COF
$134B
$998K 0.02%
14,522
-2,140
-13% -$144K
NS
674
DELISTED
NuStar Energy L.P.
NS
$992K 0.02%
24,731
+1,247
+5% +$52.9K
ROK icon
675
Rockwell Automation
ROK
$53.5B
$987K 0.02%
9,233
+334
+4% +$32.6K
25 26
27
28 29

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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.