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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCZ icon
601
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$1.21M 0.02%
24,857
+2,639
+12% +$121K
MCHP icon
602
Microchip Technology
MCHP
$40.8B
$1.2M 0.02%
59,758
-16,906
-22% -$335K
IWS icon
603
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$1.2M 0.02%
19,742
-63,855
-76% -$3.85M
DNP icon
604
DNP Select Income Fund
DNP
$4.06B
$1.2M 0.02%
124,625
+1,500
+1% +$14.9K
PBR icon
605
Petrobras
PBR
$123B
$1.2M 0.02%
77,234
+7,758
+11% +$111K
RRC icon
606
Range Resources
RRC
$9.43B
$1.18M 0.02%
15,567
-392
-2% -$30.6K
MRO
607
DELISTED
Marathon Oil Corporation
MRO
$1.18M 0.02%
33,863
+928
+3% +$33K
KRE icon
608
State Street SPDR S&P Regional Banking ETF
KRE
$4.69B
$1.17M 0.02%
32,954
-52,095
-61% -$1.88M
CNI icon
609
Canadian National Railway
CNI
$76.1B
$1.17M 0.02%
23,158
-1,452
-6% -$71.7K
BAC.PRL icon
610
Bank of America Series L
BAC.PRL
$3.97B
$1.17M 0.02%
1,081
-37
-3% -$40.5K
AZPN
611
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$1.17M 0.02%
33,765
– –
EIM
612
Eaton Vance Municipal Bond Fund
EIM
$492M
$1.16M 0.02%
100,527
+32,125
+47% +$359K
IYF icon
613
iShares US Financials ETF
IYF
$4.58B
$1.16M 0.02%
31,612
+18,054
+133% +$669K
HLIO icon
614
Helios Technologies
HLIO
$2.65B
$1.16M 0.02%
31,912
+397
+1% +$13K
GD icon
615
General Dynamics
GD
$103B
$1.16M 0.02%
13,220
+1
+0% +$85
KLAC icon
616
KLA
KLAC
$239B
$1.15M 0.02%
189,290
+14,590
+8% +$85.5K
VIAV icon
617
Viavi Solutions
VIAV
$9.31B
$1.15M 0.02%
137,490
-39,509
-22% -$325K
CBT icon
618
Cabot Corp
CBT
$4.62B
$1.15M 0.02%
26,908
+5,217
+24% +$211K
KYN icon
619
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$1.15M 0.02%
32,029
+8,555
+36% +$308K
BKNG icon
620
Booking.com
BKNG
$149B
$1.15M 0.02%
28,350
+18,350
+184% +$686K
EFV icon
621
iShares MSCI EAFE Value ETF
EFV
$29B
$1.14M 0.02%
20,995
+12,918
+160% +$671K
NPP
622
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$1.14M 0.02%
84,440
+29,344
+53% +$393K
TRP icon
623
TC Energy
TRP
$68.6B
$1.14M 0.02%
25,853
+11,409
+79% +$508K
EFG icon
624
iShares MSCI EAFE Growth ETF
EFG
$16.7B
$1.13M 0.02%
16,646
+300
+2% +$19.7K
MJN
625
DELISTED
Mead Johnson Nutrition Company
MJN
$1.13M 0.02%
15,241
+8,372
+122% +$628K
23 24
25
26 27

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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.