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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BZF
676
DELISTED
WisdomTree Brazilian Real Strategy Fund
BZF
$986K 0.02%
54,428
-4,166
-7% -$72.5K
HWC icon
677
Hancock Whitney
HWC
$6.26B
$981K 0.02%
31,269
-85,259
-73% -$2.76M
EMLP icon
678
First Trust North American Energy Infrastructure Fund
EMLP
$4.13B
$971K 0.02%
42,473
-326
-0.8% -$7.6K
GLNG icon
679
Golar LNG
GLNG
$5B
$968K 0.02%
25,705
+4,319
+20% +$158K
BTO
680
John Hancock Financial Opportunities Fund
BTO
$808M
$964K 0.02%
44,878
+1,048
+2% +$23.7K
PDCE
681
DELISTED
PDC Energy, Inc.
PDCE
$957K 0.02%
16,069
+271
+2% +$15.3K
XLU icon
682
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$951K 0.02%
50,920
+21,578
+74% +$411K
EOS
683
Eaton Vance Enhance Equity Income Fund II
EOS
$1.15B
$948K 0.02%
80,860
+15,680
+24% +$185K
TROX icon
684
Tronox
TROX
$909M
$941K 0.02%
+38,435
New +$853K
NVO
685
Novo Nordisk
NVO
$208B
$937K 0.02%
55,360
+36,290
+190% +$610K
EW icon
686
Edwards Lifesciences
EW
$51.1B
$936K 0.02%
80,658
-102
-0.1% -$1.19K
CNVR
687
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
$935K 0.02%
44,809
+4,773
+12% +$108K
CXT icon
688
Crane NXT
CXT
$3.09B
$933K 0.02%
43,562
+1,399
+3% +$29.7K
EL icon
689
Estee Lauder
EL
$30.6B
$930K 0.02%
13,309
+1,065
+9% +$72.1K
XLB icon
690
State Street Materials Select Sector SPDR ETF
XLB
$8.36B
$929K 0.02%
44,238
+1,746
+4% +$35.7K
CHD icon
691
Church & Dwight Co
CHD
$23.7B
$929K 0.02%
30,926
+2,258
+8% +$69.5K
SNTS
692
DELISTED
SANTARUS INC
SNTS
$924K 0.02%
+40,917
New +$973K
PNRA
693
DELISTED
Panera Bread Co
PNRA
$922K 0.02%
5,817
-6,657
-53% -$1.16M
XOP icon
694
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.68B
$919K 0.02%
3,490
+715
+26% +$180K
LO
695
DELISTED
LORILLARD INC COM STK
LO
$915K 0.02%
20,433
-265
-1% -$11.7K
VEA icon
696
Vanguard FTSE Developed Markets ETF
VEA
$230B
$909K 0.02%
+22,963
New +$874K
ITB icon
697
iShares US Home Construction ETF
ITB
$2.25B
$909K 0.02%
40,668
-70,916
-64% -$1.56M
IDU icon
698
iShares US Utilities ETF
IDU
$1.42B
$908K 0.02%
19,348
+74
+0.4% +$3.54K
TIPZ icon
699
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.2M
$905K 0.02%
16,015
-82
-0.5% -$4.61K
EWJ icon
700
iShares MSCI Japan ETF
EWJ
$22B
$904K 0.02%
18,964
+4,976
+36% +$230K
26 27
28
29 30

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FC
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QCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.