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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
726
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$840K 0.01%
3,713
-101
-3% -$22.5K
BWXT icon
727
BWX Technologies
BWXT
$15.5B
$837K 0.01%
34,718
-734
-2% -$16.6K
WYNN icon
728
Wynn Resorts
WYNN
$10.3B
$828K 0.01%
5,241
-601
-10% -$84.2K
ANW
729
DELISTED
Aegean Marine Petroleum Network
ANW
$827K 0.01%
+69,728
New +$671K
HSBC icon
730
HSBC
HSBC
$365B
$827K 0.01%
17,687
-1,914
-10% -$90.8K
AIVL icon
731
WisdomTree US AI Enhanced Value Fund
AIVL
$431M
$823K 0.01%
12,933
-834
-6% -$53.4K
SMB icon
732
VanEck Short Muni ETF
SMB
$311M
$818K 0.01%
46,697
+1,853
+4% +$32.3K
TNL icon
733
Travel + Leisure Co
TNL
$4.66B
$810K 0.01%
29,440
-334
-1% -$9.14K
TWC
734
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$809K 0.01%
7,252
-6,864
-49% -$772K
JWN
735
DELISTED
Nordstrom
JWN
$807K 0.01%
14,357
+265
+2% +$15.7K
BIP icon
736
Brookfield Infrastructure Partners
BIP
$19.2B
$805K 0.01%
53,376
+766
+1% +$11.1K
CMLP
737
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$804K 0.01%
36,391
-94
-0.3% -$2.2K
CG icon
738
Carlyle Group
CG
$16.6B
$801K 0.01%
31,135
+2,725
+10% +$72.2K
FPF
739
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$796K 0.01%
+37,298
New +$820K
TRMB icon
740
Trimble
TRMB
$13.2B
$796K 0.01%
26,784
+17,384
+185% +$475K
FISV
741
Fiserv Inc
FISV
$28.8B
$792K 0.01%
31,364
+1,168
+4% +$28.3K
IEP icon
742
Icahn Enterprises
IEP
$5.24B
$779K 0.01%
9,357
-900
-9% -$67.7K
SHYF
743
DELISTED
The Shyft Group
SHYF
$777K 0.01%
128,033
-6,267
-5% -$38.1K
TSLA icon
744
Tesla
TSLA
$1.23T
$773K 0.01%
59,925
+31,920
+114% +$316K
BEAV
745
DELISTED
B/E Aerospace Inc
BEAV
$768K 0.01%
14,375
+2,206
+18% +$112K
PAYX icon
746
Paychex
PAYX
$41.6B
$767K 0.01%
18,867
+2,554
+16% +$101K
MAS icon
747
Masco
MAS
$14.1B
$764K 0.01%
40,861
+23,694
+138% +$422K
GGME icon
748
Invesco Next Gen Media and Gaming ETF
GGME
$44.8M
$763K 0.01%
32,809
-44,719
-58% -$1M
BBBY
749
DELISTED
Bed Bath & Beyond Inc
BBBY
$762K 0.01%
9,848
+286
+3% +$21.4K
FL
750
DELISTED
Foot Locker
FL
$753K 0.01%
22,183
+10,741
+94% +$373K
28 29
30
31 32

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QCM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.