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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMMR icon
776
Immersion
IMMR
$248M
$689K 0.01%
52,205
+2,250
+5% +$30.9K
MS icon
777
Morgan Stanley
MS
$332B
$686K 0.01%
25,447
+2,444
+11% +$65.6K
SNY icon
778
Sanofi
SNY
$103B
$683K 0.01%
13,493
-5,953
-31% -$303K
ESS icon
779
Essex Property Trust
ESS
$18.4B
$683K 0.01%
4,623
+534
+13% +$82.8K
KMX icon
780
CarMax
KMX
$8.29B
$682K 0.01%
14,067
-591
-4% -$28.9K
MGC icon
781
Vanguard Morningstar Mega Cap ETF
MGC
$10.1B
$681K 0.01%
11,865
-6,289
-35% -$360K
CFFN icon
782
Capitol Federal Financial
CFFN
$1.12B
$681K 0.01%
54,812
+3,200
+6% +$40.1K
EWG icon
783
iShares MSCI Germany ETF
EWG
$1.6B
$681K 0.01%
+24,478
New +$648K
NDSN icon
784
Nordson
NDSN
$16.9B
$681K 0.01%
9,244
-156
-2% -$11.2K
MXIM
785
DELISTED
Maxim Integrated Products
MXIM
$677K 0.01%
+22,715
New +$646K
MTZ icon
786
MasTec
MTZ
$21B
$677K 0.01%
22,353
-964
-4% -$31.7K
IFGL icon
787
iShares International Developed Real Estate ETF
IFGL
$82.7M
$677K 0.01%
20,187
-17,667
-47% -$573K
CCL icon
788
Carnival Corporation Ltd
CCL
$39.4B
$676K 0.01%
20,724
-3,410
-14% -$124K
PWE
789
DELISTED
Penn West Energy Petroleum Ltd
PWE
$675K 0.01%
60,672
-36,280
-37% -$421K
FITB
790
Fifth Third Bancorp
FITB
$51.6B
$669K 0.01%
37,060
+765
+2% +$14.4K
DHI icon
791
D.R. Horton
DHI
$41B
$669K 0.01%
34,413
+18,103
+111% +$358K
PHYS icon
792
Sprott Physical Gold
PHYS
$14.6B
$668K 0.01%
60,634
+1,971
+3% +$21.8K
RAX
793
DELISTED
Rackspace Hosting Inc
RAX
$666K 0.01%
12,619
+1,987
+19% +$91.8K
PPL.PRW
794
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
$665K 0.01%
12,380
+802
+7% +$43.1K
COV
795
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$665K 0.01%
10,909
-56,624
-84% -$3.46M
MUC icon
796
BlackRock MuniHoldings California Quality Fund
MUC
$999M
$663K 0.01%
48,728
+3,226
+7% +$43.1K
PAAS icon
797
Pan American Silver
PAAS
$18.4B
$659K 0.01%
62,506
+14,940
+31% +$182K
LYB icon
798
LyondellBasell Industries
LYB
$19.6B
$658K 0.01%
8,979
+3,677
+69% +$256K
LNCO
799
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$657K 0.01%
22,513
+3,428
+18% +$99.5K
SSB icon
800
SouthState Bank Corp
SSB
$10.5B
$655K 0.01%
+11,867
New +$650K
30 31
32
33 34

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QCM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.