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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRN icon
801
Trinity Industries
TRN
$2.5B
$654K 0.01%
40,048
+3,101
+8% +$45.8K
XBI icon
802
State Street SPDR S&P Biotech ETF
XBI
$9.62B
$652K 0.01%
15,156
-687
-4% -$27.8K
ZD icon
803
Ziff Davis
ZD
$1.99B
$652K 0.01%
15,131
– –
HUM icon
804
Humana
HUM
$45B
$647K 0.01%
6,933
-2,773
-29% -$254K
EQT icon
805
EQT Corp
EQT
$33.5B
$646K 0.01%
13,368
-549
-4% -$25.5K
IAT icon
806
iShares US Regional Banks ETF
IAT
$682M
$646K 0.01%
21,649
+10,507
+94% +$322K
WY icon
807
Weyerhaeuser
WY
$18.2B
$645K 0.01%
+22,532
New +$638K
UTF icon
808
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$644K 0.01%
32,624
-500
-2% -$9.64K
SWK icon
809
Stanley Black & Decker
SWK
$14.8B
$642K 0.01%
7,090
-258
-4% -$22.1K
RPM icon
810
RPM International
RPM
$14.2B
$641K 0.01%
17,712
+409
+2% +$14.3K
ARLP icon
811
Alliance Resource Partners
ARLP
$3.36B
$641K 0.01%
17,284
-1,010
-6% -$38K
ZBH icon
812
Zimmer Biomet
ZBH
$18.8B
$638K 0.01%
7,995
-95
-1% -$7.48K
MAT icon
813
Mattel
MAT
$4.32B
$636K 0.01%
15,193
-20,026
-57% -$857K
CODI icon
814
Compass Diversified
CODI
$795M
$636K 0.01%
35,665
+2,875
+9% +$51.1K
KSU
815
DELISTED
Kansas City Southern
KSU
$634K 0.01%
5,797
-757
-12% -$83.2K
SCJ icon
816
iShares MSCI Japan Small-Cap ETF
SCJ
$255M
$633K 0.01%
11,472
+5,907
+106% +$306K
IGOV icon
817
iShares International Treasury Bond ETF
IGOV
$1.53B
$633K 0.01%
+12,560
New +$619K
BIL icon
818
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
$632K 0.01%
6,899
+4,064
+143% +$372K
WTM icon
819
White Mountains Insurance
WTM
$5.2B
$631K 0.01%
1,111
-119
-10% -$69.1K
GL icon
820
Globe Life
GL
$14.3B
$630K 0.01%
+13,059
New +$614K
DISH
821
DELISTED
DISH Network Corp.
DISH
$629K 0.01%
13,978
+437
+3% +$19.7K
GWR
822
DELISTED
Genesee & Wyoming Inc.
GWR
$628K 0.01%
6,758
-5,244
-44% -$473K
MAA icon
823
Mid-America Apartment Communities
MAA
$15.5B
$621K 0.01%
9,940
+2,678
+37% +$173K
GPN icon
824
Global Payments
GPN
$23.6B
$616K 0.01%
24,136
+4,920
+26% +$119K
PSA icon
825
Public Storage
PSA
$60.9B
$616K 0.01%
3,837
+445
+13% +$70.5K
31 32
33
34 35

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QCM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.