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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXU icon
826
First Trust Utilities AlphaDEX Fund
FXU
$828M
$614K 0.01%
30,867
+13,361
+76% +$270K
DIM icon
827
WisdomTree International MidCap Dividend Fund
DIM
$168M
$612K 0.01%
10,902
+1,535
+16% +$82.6K
HPQ icon
828
HP
HPQ
$25.6B
$612K 0.01%
64,162
+311
+0.5% +$3.44K
TGP
829
DELISTED
Teekay LNG Partners L.P.
TGP
$610K 0.01%
13,831
+291
+2% +$12.5K
KED
830
DELISTED
Kayne Anderson Energy
KED
$610K 0.01%
21,370
+12,930
+153% +$342K
EWN icon
831
iShares MSCI Netherlands ETF
EWN
$632M
$609K 0.01%
+25,580
New +$589K
RSPT icon
832
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.82B
$608K 0.01%
87,090
-21,770
-20% -$148K
BHP icon
833
BHP
BHP
$221B
$607K 0.01%
10,794
-2,525
-19% -$137K
BBDC icon
834
Barings BDC
BBDC
$892M
$606K 0.01%
20,637
+1,255
+6% +$36.6K
HTR
835
DELISTED
Brookfield Total Return Fund Inc
HTR
$605K 0.01%
26,385
-2,275
-8% -$52.3K
NI icon
836
NiSource
NI
$21.2B
$601K 0.01%
49,551
-3,433
-6% -$40.7K
RGR icon
837
Sturm, Ruger & Co
RGR
$622M
$601K 0.01%
9,596
+2,419
+34% +$130K
RPT
838
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$599K 0.01%
38,864
-6,667
-15% -$102K
RWX icon
839
State Street SPDR Dow Jones International Real Estate ETF
RWX
$269M
$595K 0.01%
14,120
-12,556
-47% -$512K
STB
840
DELISTED
Student Transportation Inc
STB
$592K 0.01%
94,050
+36,225
+63% +$230K
LAD icon
841
Lithia Motors
LAD
$8.13B
$590K 0.01%
8,088
+1,864
+30% +$122K
EVT icon
842
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.14B
$589K 0.01%
32,728
+5,012
+18% +$91.7K
XRT icon
843
State Street SPDR S&P Retail ETF
XRT
$332M
$586K 0.01%
14,278
-28,920
-67% -$1.16M
EFT
844
Eaton Vance Floating-Rate Income Trust
EFT
$285M
$584K 0.01%
37,488
-506
-1% -$8.25K
CNQR
845
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
$584K 0.01%
5,282
+987
+23% +$96.1K
HIX
846
Western Asset High Income Fund II
HIX
$352M
$582K 0.01%
61,744
-23,110
-27% -$208K
PML
847
PIMCO Municipal Income Fund II
PML
$487M
$580K 0.01%
52,589
+3,116
+6% +$34.5K
CRM icon
848
Salesforce
CRM
$155B
$577K 0.01%
11,121
-1,758
-14% -$79.8K
ELME
849
Elme Communities
ELME
$145M
$577K 0.01%
22,826
+594
+3% +$15.4K
APF
850
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$577K 0.01%
34,454
+378
+1% +$6.17K
32 33
34
35 36

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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.