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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAB icon
851
Wabtec
WAB
$50.1B
$575K 0.01%
+9,141
New +$537K
FCRD
852
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$572K 0.01%
36,669
+7,920
+28% +$123K
INTU icon
853
Intuit
INTU
$87.1B
$571K 0.01%
8,616
-2,819
-25% -$182K
PCEF icon
854
Invesco CEF Income Composite ETF
PCEF
$806M
$568K 0.01%
23,702
+12
+0.1% +$289
LIN
855
DELISTED
LIN MEDIA LLC CLASS A COM
LIN
$565K 0.01%
+27,857
New +$467K
CEO
856
DELISTED
CNOOC Limited
CEO
$558K 0.01%
2,765
-1,105
-29% -$210K
EWU icon
857
iShares MSCI United Kingdom ETF
EWU
$4.13B
$558K 0.01%
14,212
+5,862
+70% +$223K
CSD icon
858
Invesco S&P Spin-Off ETF
CSD
$231M
$555K 0.01%
13,509
+4,598
+52% +$180K
LAZ icon
859
Lazard
LAZ
$4.21B
$554K 0.01%
15,373
-1,351
-8% -$47.9K
EZU icon
860
iShare MSCI Eurozone ETF
EZU
$9.73B
$553K 0.01%
14,669
+120
+0.8% +$4.28K
GDOT icon
861
Green Dot
GDOT
$754M
$549K 0.01%
20,840
-343
-2% -$7.93K
TAL
862
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$548K 0.01%
11,722
-1,165
-9% -$50.3K
CMO
863
DELISTED
Capstead Mortgage Corp.
CMO
$546K 0.01%
46,400
+9,237
+25% +$109K
NXZ
864
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$544K 0.01%
41,918
+1,258
+3% +$16.2K
DSL
865
DoubleLine Income Solutions Fund
DSL
$1.22B
$539K 0.01%
+24,542
New +$526K
IRM icon
866
Iron Mountain
IRM
$36.9B
$538K 0.01%
21,539
+2,312
+12% +$58.7K
CALY
867
Callaway Golf Company
CALY
$3.43B
$537K 0.01%
75,464
-2,960
-4% -$20.9K
IVZ icon
868
Invesco
IVZ
$13.6B
$537K 0.01%
16,840
+5,441
+48% +$174K
CBRL icon
869
Cracker Barrel
CBRL
$1.29B
$536K 0.01%
+5,190
New +$520K
SEA
870
DELISTED
Invesco Shipping ETF
SEA
$534K 0.01%
27,067
+4,991
+23% +$93.2K
HQH
871
abrdn Healthcare Investors
HQH
$1.27B
$534K 0.01%
22,773
+1,374
+6% +$32.5K
TWM icon
872
ProShares UltraShort Russell2000
TWM
$42.8M
$534K 0.01%
460
-1
-0.2% -$1.25K
DO
873
DELISTED
Diamond Offshore Drilling
DO
$531K 0.01%
8,523
+272
+3% +$18.2K
NAD icon
874
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$530K 0.01%
40,650
+2,548
+7% +$32.7K
HCSG icon
875
Healthcare Services Group
HCSG
$1.61B
$528K 0.01%
20,516
+100
+0.5% +$2.51K
33 34
35
36 37

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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.