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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STJ
876
DELISTED
St Jude Medical
STJ
$527K 0.01%
9,818
+1,437
+17% +$74K
UNF icon
877
Unifirst Corp
UNF
$5.27B
$525K 0.01%
+5,030
New +$497K
FOR icon
878
Forestar Group
FOR
$1.47B
$523K 0.01%
24,285
-4,918
-17% -$104K
CAB
879
DELISTED
Cabela's Inc
CAB
$523K 0.01%
8,290
+153
+2% +$10.2K
AGU
880
DELISTED
Agrium
AGU
$522K 0.01%
+6,212
New +$544K
AN icon
881
AutoNation
AN
$7.21B
$519K 0.01%
+9,957
New +$480K
FEZ icon
882
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.46B
$519K 0.01%
13,508
+5,615
+71% +$204K
MLN icon
883
VanEck Long Muni ETF
MLN
$675M
$519K 0.01%
28,683
+1,888
+7% +$33.2K
M icon
884
Macy's
M
$6.83B
$518K 0.01%
11,966
+1,118
+10% +$52.2K
DDD icon
885
PUT
3D Systems Corp
DDD
$462M
$517K 0.01%
+8,300
New +$411K
TRND
886
DELISTED
ROYAL BK SCOTLAND PLC RBS US LARGE CAP TRENDPILOT ETNS
TRND
$515K 0.01%
15,649
-1,656
-10% -$54.2K
FMY
887
First Trust Mortgage Income Fund
FMY
$48.5M
$514K 0.01%
33,050
-3,725
-10% -$57.7K
MGM icon
888
MGM Resorts International
MGM
$11.4B
$513K 0.01%
25,076
-28,031
-53% -$488K
GNRC icon
889
Generac Holdings
GNRC
$11.9B
$511K 0.01%
11,973
+5,133
+75% +$213K
ACG
890
DELISTED
AllianceBernstein Income Fund Inc
ACG
$506K 0.01%
71,898
+38,495
+115% +$272K
MDCO
891
DELISTED
Medicines Co
MDCO
$505K 0.01%
15,080
+1,980
+15% +$63.1K
GOV
892
DELISTED
Government Properties Income Trust
GOV
$503K 0.01%
21,007
-929
-4% -$22.9K
DNKN
893
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$502K 0.01%
11,089
+4,507
+68% +$198K
GM icon
894
General Motors
GM
$79.3B
$500K 0.01%
13,914
+946
+7% +$33.9K
QCLN icon
895
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$605M
$500K 0.01%
30,672
-29,801
-49% -$458K
MDU icon
896
MDU Resources
MDU
$4.2B
$500K 0.01%
47,004
+2,483
+6% +$26.2K
CPB icon
897
Campbell Soup
CPB
$6.67B
$499K 0.01%
12,268
+67
+0.5% +$3K
UAN icon
898
CVR Partners
UAN
$1.33B
$495K 0.01%
2,797
+500
+22% +$101K
TEN
899
Tsakos Energy Navigation Ltd
TEN
$1.19B
$494K 0.01%
+18,982
New +$471K
FGP
900
DELISTED
Ferrellgas Partners, L.P.
FGP
$494K 0.01%
22,155
+3,200
+17% +$71.7K
34 35
36
37 38

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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.