SNC
FMY

Stifel Nicolaus & Co’s First Trust Mortgage Income Fund FMY Stock Holding History

Stifel Nicolaus & Co’s Portfolio FMY Stock Details FMY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$514K Sell
33,050
-3,725
-10% -$57.7K 0.01% 889
2013
Q2 		$585K Buy
+36,775
New +$602K 0.01% 802

Other funds holding FMY

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Stifel Nicolaus & Co's FMY Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its First Trust Mortgage Income Fund (FMY) stake by 10% in Q3 2013, selling an estimated $57.7K and leaving 33,050 shares worth $514K. The position accounts for 0.01% of the portfolio, ranked #889.

Stifel Nicolaus & Co first reported a position in FMY in Q2 2013 and has held it in 2 quarters since. The position peaked at $585K in Q2 2013. 18 funds tracked by Wall St. Rank hold FMY as of Q3 2013.

  • Stifel Nicolaus & Co held 33,050 shares of First Trust Mortgage Income Fund worth $514K as of Q3 2013.
  • Stifel Nicolaus & Co sold 3,725 First Trust Mortgage Income Fund shares in Q3 2013, an estimated $57.7K.
  • First Trust Mortgage Income Fund made up 0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #889 holding.
  • Stifel Nicolaus & Co first reported a position in First Trust Mortgage Income Fund in Q2 2013 and has held it in 2 quarters since.
  • Stifel Nicolaus & Co's First Trust Mortgage Income Fund position peaked at $585K in Q2 2013.
  • 18 funds tracked by Wall St. Rank held First Trust Mortgage Income Fund as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.