U
FMY

UBS’s First Trust Mortgage Income Fund FMY Stock Holding History

UBS’s Portfolio FMY Stock Details FMY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$119K Buy
7,872
+2,590
+49% +$40.2K ﹤0.01% 5775
2014
Q2 		$84K Buy
5,282
+202
+4% +$3.21K ﹤0.01% 6154
2014
Q1 		$80K Sell
5,080
-4,246
-46% -$67.1K ﹤0.01% 6268
2013
Q4 		$145K Sell
9,326
-9,887
-51% -$154K ﹤0.01% 5636
2013
Q3 		$299K Sell
19,213
-509
-3% -$7.88K ﹤0.01% 4700
2013
Q2 		$314K Buy
+19,722
New +$323K ﹤0.01% 4590

Other funds holding FMY

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS's FMY Position: Q3 2014 in Review

UBS increased its First Trust Mortgage Income Fund (FMY) stake by 49% in Q3 2014, buying an estimated $40.2K and bringing the position to 7,872 shares worth $119K. The position accounts for ﹤0.01% of the portfolio, ranked #5775.

UBS first reported a position in FMY in Q2 2013 and has held it in 6 quarters since. The position peaked at $314K in Q2 2013. 21 funds tracked by Wall St. Rank hold FMY as of Q3 2014.

  • UBS held 7,872 shares of First Trust Mortgage Income Fund worth $119K as of Q3 2014.
  • UBS bought 2,590 First Trust Mortgage Income Fund shares in Q3 2014, an estimated $40.2K.
  • First Trust Mortgage Income Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5775 holding.
  • UBS first reported a position in First Trust Mortgage Income Fund in Q2 2013 and has held it in 6 quarters since.
  • UBS's First Trust Mortgage Income Fund position peaked at $314K in Q2 2013.
  • 21 funds tracked by Wall St. Rank held First Trust Mortgage Income Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.