FMY

First Trust Mortgage Income Fund
FMY

Overview Fund Activity

22 hedge funds and large institutions have $29.8M invested in First Trust Mortgage Income Fund in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 3 closing their positions.

Holders
22
Holders Change
+3
Holders Change %
+15.79%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
7
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$16.7M
2
1CP
2
1607 Capital Partners
Virginia
$7.4M
3
DA
3
Doliver Advisors
Texas
$274K
4
TC
4
TFS Capital
Pennsylvania
$180K
5
SCM
5
Saba Capital Management
New York
$871K

Top Sellers

1
RCM
1
Robinson Capital Management
Michigan
$0
2
Wells Fargo
2
Wells Fargo
California
$187K
3
SFS
3
Shaker Financial Services
Virginia
$0
4
HK
4
Horizon Kinetics
New York
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$296K
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$16.7M 1,059,054 +139,532 +15%
1CP
2
1607 Capital Partners
Virginia
$7.4M 470,123 +53,478 +13%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$1.4M 88,938 -4,244 -5%
SCM
4
Saba Capital Management
New York
$871K 55,345 +3,618 +7%
CA
5
Cornerstone Advisors
North Carolina
$808K 51,345 -1,002 -2%
Bank of America
6
Bank of America
North Carolina
$458K 29,105 +2,367 +9%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$415K 26,370 -2,980 -10%
Morgan Stanley
8
Morgan Stanley
New York
$296K 18,811 -9,984 -35%
DA
9
Doliver Advisors
Texas
$274K 17,431 +17,431 New
Stifel Financial
10
Stifel Financial
Missouri
$261K 16,600 +16,600 New
RJA
11
Raymond James & Associates
Florida
$253K 16,080 +550 +4%
Wells Fargo
12
Wells Fargo
California
$187K 11,888 -29,179 -71%
TC
13
TFS Capital
Pennsylvania
$180K 11,422 +11,422 New
U
14
UBS
Switzerland
$80K 5,080 -4,246 -46%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$79K 5,000 -600 -11%
S
16
SignatureFD
Georgia
$54K 3,400 +3,400 New
BBHC
17
Brown Brothers Harriman & Co
New York
$39K 2,475 +2,475 New
Creative Planning
18
Creative Planning
Kansas
$29K 1,827 +201 +12%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$26K 1,600 +1,600 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$17K 1,100 – –
MA
21
MUFG Americas
New York
$16K 998 +5 +0.5%
AIG
22
American International Group
New York
$1.51K 96 – –
RCM
23
Robinson Capital Management
Michigan
– – -32,130 Closed
SFS
24
Shaker Financial Services
Virginia
– – -10,588 Closed
HK
25
Horizon Kinetics
New York
– – -10,198 Closed