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FMY

First Trust Mortgage Income Fund

22 hedge funds and large institutions have $29.8M invested in First Trust Mortgage Income Fund in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

16% more funds holding

Funds holding: 1922 (+3)

10% more capital invested

Capital invested by funds: $27.2M → $29.8M (+$2.62M)

3.5% more ownership

Funds ownership: 41.46%44.96% (+3.5%)

0% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 7

Holders
22
Holders Change
+3
Holders Change %
+15.79%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
7
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$16.7M +$2.21M +139,532 +15%
1CP
2
1607 Capital Partners
Virginia
$7.4M +$845K +53,478 +13%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$1.4M -$67.1K -4,244 -5%
SCM
4
Saba Capital Management
New York
$871K +$57.2K +3,618 +7%
CA
5
Cornerstone Advisors
North Carolina
$808K -$15.8K -1,002 -2%
Bank of America
6
Bank of America
North Carolina
$458K +$37.4K +2,367 +9%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$415K -$47.1K -2,980 -10%
Morgan Stanley
8
Morgan Stanley
New York
$296K -$158K -9,984 -35%
DA
9
Doliver Advisors
Texas
$274K +$276K +17,431 New
Stifel Financial
10
Stifel Financial
Missouri
$261K +$262K +16,600 New
RJA
11
Raymond James & Associates
Florida
$253K +$8.7K +550 +4%
Wells Fargo
12
Wells Fargo
California
$187K -$461K -29,179 -71%
TC
13
TFS Capital
Pennsylvania
$180K +$181K +11,422 New
U
14
UBS
Switzerland
$80K -$67.1K -4,246 -46%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$79K -$9.48K -600 -11%
S
16
SignatureFD
Georgia
$54K +$53.8K +3,400 New
BBHC
17
Brown Brothers Harriman & Co
New York
$39K +$39.1K +2,475 New
Creative Planning
18
Creative Planning
Kansas
$29K +$3.18K +201 +12%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$26K +$25.3K +1,600 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$17K
MA
21
MUFG Americas
New York
$16K +$79 +5 +0.5%
AIG
22
American International Group
New York
$1.51K
RCM
23
Robinson Capital Management
Michigan
-$521K -32,130 Closed
SFS
24
Shaker Financial Services
Virginia
-$165K -10,588 Closed
HK
25
Horizon Kinetics
New York
-$159K -10,198 Closed

FMY Hedge Fund Activity: Q1 2014 in Review

22 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in First Trust Mortgage Income Fund (FMY) for Q1 2014, worth a combined $29.8M — up 9.6% from $27.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FMY positions and 3 closed out — a net gain of 3 holders — while 7 added to existing stakes and 7 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $2.21M. The largest seller was Robinson Capital Management, exiting entirely with an estimated $521K sold.

  • 22 institutional investors held First Trust Mortgage Income Fund (FMY) as of Q1 2014, up from 19 in Q4 2013.
  • Funds reported $29.8M of First Trust Mortgage Income Fund stock for Q1 2014, up 9.6% quarter-over-quarter.
  • 6 funds opened new First Trust Mortgage Income Fund positions in Q1 2014 and 3 closed out, a net change of +3 holders.
  • The largest First Trust Mortgage Income Fund buyer in Q1 2014 was Sit Investment Associates, an estimated $2.21M added.
  • The largest First Trust Mortgage Income Fund seller in Q1 2014 was Robinson Capital Management, an estimated $521K sold.

Based on aggregated 13F filings for Q1 2014.