We are live on ! Find out more
FMY

First Trust Mortgage Income Fund

20 hedge funds and large institutions have $34.9M invested in First Trust Mortgage Income Fund in 2015 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more capital invested

Capital invested by funds: $32.9M → $34.9M (+$1.98M)

2.27% more ownership

Funds ownership: 54.68%56.95% (+2.3%)

0% more funds holding

Funds holding: 2020 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

67% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 9

Holders
20
Holders Change
Holders Change %
0%
% of All Funds
0.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
3
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$17.4M -$152K -10,527 -0.9%
1CP
2
1607 Capital Partners
Virginia
$10.9M -$57.8K -3,993 -0.5%
IA
3
Icon Advisers
Colorado
$2.94M +$970K +67,070 +50%
LPL Financial
4
LPL Financial
California
$809K +$810K +55,954 New
SCM
5
Saba Capital Management
New York
$589K
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$429K -$327K -22,594 -43%
Morgan Stanley
7
Morgan Stanley
New York
$348K +$18.3K +1,264 +6%
CAN
8
Cetera Advisor Networks
California
$295K +$294K +20,306 New
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$272K +$271K +18,709 New
RJA
10
Raymond James & Associates
Florida
$220K -$434 -30 -0.2%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$213K -$22.4K -1,550 -10%
UBS Group
12
UBS Group
Switzerland
$127K -$45.1K -3,117 -26%
Citigroup
13
Citigroup
New York
$94K
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$88K -$21.7K -1,500 -20%
Wells Fargo
15
Wells Fargo
California
$69K -$18.8K -1,302 -21%
S
16
SignatureFD
Georgia
$49K
AIG
17
American International Group
New York
$43K +$36.3K +2,508 +581%
Bank of America
18
Bank of America
North Carolina
$40K -$68.3K -4,718 -63%
Creative Planning
19
Creative Planning
Kansas
$24K
IA
20
IFP Advisors
Florida
$9K +$8.68K +600 New
COLIM
21
City of London Investment Management
United Kingdom
-$275K -19,133 Closed
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
-$26K -1,824 Closed
WCM
23
Windsor Capital Management
Arizona
-$7K -500 Closed

FMY Hedge Fund Activity: Q4 2015 in Review

20 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in First Trust Mortgage Income Fund (FMY) for Q4 2015, worth a combined $34.9M — up 6% from $32.9M a quarter earlier.

Fund positioning in FMY was balanced in Q4 2015: 4 funds opened new positions, 4 closed out, 3 added to existing stakes and 9 trimmed.

The largest buyer was Icon Advisers, adding an estimated $970K. The largest seller was Thomas J. Herzfeld Advisors, cutting an estimated $327K.

  • 20 institutional investors held First Trust Mortgage Income Fund (FMY) as of Q4 2015, unchanged from Q3 2015.
  • Funds reported $34.9M of First Trust Mortgage Income Fund stock for Q4 2015, up 6% quarter-over-quarter.
  • 4 funds opened new First Trust Mortgage Income Fund positions in Q4 2015 and 4 closed out, a net change of 0 holders.
  • The largest First Trust Mortgage Income Fund buyer in Q4 2015 was Icon Advisers, an estimated $970K added.
  • The largest First Trust Mortgage Income Fund seller in Q4 2015 was Thomas J. Herzfeld Advisors, an estimated $327K sold.

Based on aggregated 13F filings for Q4 2015.