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FMY

First Trust Mortgage Income Fund

17 hedge funds and large institutions have $33M invested in First Trust Mortgage Income Fund in 2018 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

2% less capital invested

Capital invested by funds: $33.8M → $33M (-$774K)

1.18% less ownership

Funds ownership: 59.75%58.57% (-1.2%)

11% less funds holding

Funds holding: 1917 (-2)

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
17
Holders Change
-2
Holders Change %
-10.53%
% of All Funds
0.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
8
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$24.3M +$111K +8,348 +0.5%
1CP
2
1607 Capital Partners
Virginia
$6.7M +$4K +300 +0.1%
Morgan Stanley
3
Morgan Stanley
New York
$687K -$59K -4,424 -8%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$285K +$6.02K +451 +2%
Wells Fargo
5
Wells Fargo
California
$192K +$5.34K +400 +3%
RJA
6
Raymond James & Associates
Florida
$163K +$1.03K +77 +0.6%
DA
7
Doliver Advisors
Texas
$162K -$157K -11,801 -49%
FIMG
8
Financial & Investment Management Group
Michigan
$161K -$9.9K -742 -6%
LPL Financial
9
LPL Financial
California
$152K +$10.1K +758 +7%
UBS Group
10
UBS Group
Switzerland
$66K -$7.9K -592 -11%
AG
11
Advisor Group
Arizona
$59K +$30.9K +2,315 +113%
IA
12
IFP Advisors
Florida
$57K +$42K +3,150 +285%
Bank of America
13
Bank of America
North Carolina
$54K
Walleye Trading
14
Walleye Trading
New York
$13K +$13.3K +1,000 New
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$10K -$29.2K -2,190 -74%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$7K
APA
17
American Portfolios Advisors
New York
$2.95K
LCM
18
Laurion Capital Management
New York
-$437K -32,864 Closed
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
-$184K -13,657 Closed
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
-$3K -200 Closed

FMY Hedge Fund Activity: Q3 2018 in Review

17 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in First Trust Mortgage Income Fund (FMY) for Q3 2018, worth a combined $33M — down 2.3% from $33.8M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of FMY and 1 opened new positions — a net loss of 2 holders — while 5 trimmed existing stakes and 8 added.

The largest buyer was Sit Investment Associates, adding an estimated $111K. The largest seller was Laurion Capital Management, exiting entirely with an estimated $437K sold.

  • 17 institutional investors held First Trust Mortgage Income Fund (FMY) as of Q3 2018, down from 19 in Q2 2018.
  • Funds reported $33M of First Trust Mortgage Income Fund stock for Q3 2018, down 2.3% quarter-over-quarter.
  • 1 fund opened new First Trust Mortgage Income Fund positions in Q3 2018 and 3 closed out, a net change of -2 holders.
  • The largest First Trust Mortgage Income Fund buyer in Q3 2018 was Sit Investment Associates, an estimated $111K added.
  • The largest First Trust Mortgage Income Fund seller in Q3 2018 was Laurion Capital Management, an estimated $437K sold.

Based on aggregated 13F filings for Q3 2018.