LPL Financial
FMY

LPL Financial’s First Trust Mortgage Income Fund FMY Stock Holding History

LPL Financial’s Portfolio FMY Stock Details FMY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q4 		– Sell
-14,988
Closed -$187K – 5342
2024
Q3 		$187K Buy
+14,988
New +$184K ﹤0.01% 4752
2024
Q2 		– Sell
-15,320
Closed -$187K – 5065
2024
Q1 		$187K Buy
15,320
+828
+6% +$9.85K ﹤0.01% 4526
2023
Q4 		$176K Sell
14,492
-339
-2% -$3.84K ﹤0.01% 4428
2023
Q3 		$166K Sell
14,831
-1,000
-6% -$11.3K ﹤0.01% 4300
2023
Q2 		$177K Sell
15,831
-193
-1% -$2.18K ﹤0.01% 4193
2023
Q1 		$182K Sell
16,024
-2,366
-13% -$27.2K ﹤0.01% 4073
2022
Q4 		$206K Sell
18,390
-244
-1% -$2.76K ﹤0.01% 3957
2022
Q3 		$210K Buy
18,634
+83
+0.4% +$973 ﹤0.01% 3893
2022
Q2 		$216K Sell
18,551
-796
-4% -$9.41K ﹤0.01% 3884
2022
Q1 		$239K Buy
19,347
+78
+0.4% +$1.01K ﹤0.01% 3732
2021
Q4 		$262K Buy
19,269
+1,162
+6% +$15.7K ﹤0.01% 3782
2021
Q3 		$249K Buy
18,107
+2,223
+14% +$30.8K ﹤0.01% 3792
2021
Q2 		$219K Buy
15,884
+854
+6% +$11.6K ﹤0.01% 3839
2021
Q1 		$202K Sell
15,030
-285
-2% -$3.86K ﹤0.01% 3761
2020
Q4 		$213K Buy
15,315
+701
+5% +$9.54K ﹤0.01% 3472
2020
Q3 		$199K Buy
14,614
+236
+2% +$3.22K ﹤0.01% 3207
2020
Q2 		$198K Buy
+14,378
New +$192K ﹤0.01% 3132
2019
Q3 		– Sell
-10,089
Closed -$141K – 3318
2019
Q2 		$141K Buy
+10,089
New +$138K ﹤0.01% 3112
2018
Q4 		– Sell
-11,385
Closed -$152K – 3140
2018
Q3 		$152K Buy
11,385
+758
+7% +$10.1K ﹤0.01% 3060
2018
Q2 		$143K Sell
10,627
-86
-0.8% -$1.16K ﹤0.01% 3060
2018
Q1 		$149K Sell
10,713
-7,645
-42% -$108K ﹤0.01% 3016
2017
Q4 		$263K Sell
18,358
-5,278
-22% -$75K ﹤0.01% 2612
2017
Q3 		$337K Sell
23,636
-4,151
-15% -$59K ﹤0.01% 2269
2017
Q2 		$394K Sell
27,787
-46,138
-62% -$651K ﹤0.01% 2063
2017
Q1 		$1.04M Buy
73,925
+14,517
+24% +$205K 0.01% 1239
2016
Q4 		$839K Buy
59,408
+1,624
+3% +$22.8K 0.01% 1335
2016
Q3 		$837K Buy
57,784
+16,169
+39% +$235K 0.01% 1335
2016
Q2 		$607K Sell
41,615
-45,807
-52% -$661K 0.01% 1508
2016
Q1 		$1.26M Buy
87,422
+31,468
+56% +$451K ﹤0.01% 1500
2015
Q4 		$809K Buy
+55,954
New +$810K ﹤0.01% 1842
2013
Q3 		– Sell
-10,263
Closed -$163K – 2551
2013
Q2 		$163K Buy
+10,263
New +$168K ﹤0.01% 2260

Other funds holding FMY

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
NWMP
Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 16.47% 1-Year Est. Return
NCM
Narwhal Capital Management Marietta, Georgia $1.45B AUM 28.39% 1-Year Est. Return
TW
Transform Wealth Greenwood Village, Colorado $1.65B AUM 19.1% 1-Year Est. Return
UPS
UHLMANN PRICE SECURITIES Skokie, Illinois $2.68B AUM 149.5% 1-Year Est. Return
CAM
Cresset Asset Management Chicago, Illinois $23.1B AUM 27.04% 1-Year Est. Return
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return
Jones Financial Companies
Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

LPL Financial's FMY Position: Q4 2024 in Review

LPL Financial sold out of First Trust Mortgage Income Fund (FMY) in Q4 2024, closing a stake of 14,988 shares — an estimated $187K sold.

LPL Financial first reported a position in FMY in Q2 2013 and held it in 31 quarters. The position peaked at $1.26M in Q1 2016. 13 funds tracked by Wall St. Rank hold FMY as of Q4 2024.

  • LPL Financial reported no remaining First Trust Mortgage Income Fund position as of Q4 2024 after selling out during the quarter.
  • LPL Financial sold 14,988 First Trust Mortgage Income Fund shares in Q4 2024, an estimated $187K.
  • LPL Financial first reported a position in First Trust Mortgage Income Fund in Q2 2013 and held it in 31 quarters.
  • LPL Financial's First Trust Mortgage Income Fund position peaked at $1.26M in Q1 2016.
  • 13 funds tracked by Wall St. Rank held First Trust Mortgage Income Fund as of Q4 2024.

Based on LPL Financial's 13F filing for Q4 2024, filed 11 Feb 2025.