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FMY

First Trust Mortgage Income Fund

20 hedge funds and large institutions have $34.8M invested in First Trust Mortgage Income Fund in 2016 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more capital invested

Capital invested by funds: $34.6M → $34.8M (+$191K)

0.03% less ownership

Funds ownership: 57.08%57.05% (-0.03%)

5% less funds holding

Funds holding: 2120 (-1)

11% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 9

50% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 2

Holders
20
Holders Change
-1
Holders Change %
-4.76%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
8
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$18.6M +$673K +46,641 +4%
1CP
2
1607 Capital Partners
Virginia
$10.3M +$61.2K +4,237 +0.6%
IA
3
Icon Advisers
Colorado
$3.01M +$28.4K +1,965 +1%
LPL Financial
4
LPL Financial
California
$607K -$661K -45,807 -52%
SCM
5
Saba Capital Management
New York
$489K -$95.7K -6,631 -16%
CAN
6
Cetera Advisor Networks
California
$396K +$102K +7,055 +35%
Morgan Stanley
7
Morgan Stanley
New York
$303K -$19.5K -1,351 -6%
RJA
8
Raymond James & Associates
Florida
$240K +$19.1K +1,320 +9%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$216K
Wells Fargo
10
Wells Fargo
California
$161K +$75.5K +5,228 +89%
UBS Group
11
UBS Group
Switzerland
$71K -$13.5K -938 -16%
IA
12
IFP Advisors
Florida
$63K +$26K +1,802 +70%
Citigroup
13
Citigroup
New York
$48K -$45.3K -3,137 -49%
Bank of America
14
Bank of America
North Carolina
$45K +$7.51K +520 +20%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$43K -$29.1K -2,018 -40%
PSUF
16
People's United Financial
Connecticut
$40K
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$37K -$78K -5,400 -68%
AG
18
Advisor Group
Arizona
$28K +$28.6K +1,983 New
Creative Planning
19
Creative Planning
Kansas
$24K -$722 -50 -3%
TRCT
20
Tower Research Capital (TRC)
New York
$1K -$6.86K -475 -87%
S
21
SignatureFD
Georgia
-$49K -3,400 Closed
AIG
22
American International Group
New York
-$43K -2,958 Closed

FMY Hedge Fund Activity: Q2 2016 in Review

20 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust Mortgage Income Fund (FMY) for Q2 2016, worth a combined $34.8M — up 0.55% from $34.6M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of FMY and 1 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 8 added.

The largest buyer was Sit Investment Associates, adding an estimated $673K. The largest seller was LPL Financial, cutting an estimated $661K.

  • 20 institutional investors held First Trust Mortgage Income Fund (FMY) as of Q2 2016, down from 21 in Q1 2016.
  • Funds reported $34.8M of First Trust Mortgage Income Fund stock for Q2 2016, up 0.55% quarter-over-quarter.
  • 1 fund opened new First Trust Mortgage Income Fund positions in Q2 2016 and 2 closed out, a net change of -1 holder.
  • The largest First Trust Mortgage Income Fund buyer in Q2 2016 was Sit Investment Associates, an estimated $673K added.
  • The largest First Trust Mortgage Income Fund seller in Q2 2016 was LPL Financial, an estimated $661K sold.

Based on aggregated 13F filings for Q2 2016.