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FMY

First Trust Mortgage Income Fund

21 hedge funds and large institutions have $35.8M invested in First Trust Mortgage Income Fund in 2016 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 4 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 1

100% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 4

5% more funds holding

Funds holding: 2021 (+1)

1.75% more ownership

Funds ownership: 57.05%58.8% (+1.7%)

3% more capital invested

Capital invested by funds: $34.8M → $35.8M (+$1.06M)

Holders
21
Holders Change
+1
Holders Change %
+5%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
8
Reduced
4
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$20.6M +$2.01M +138,422 +11%
1CP
2
1607 Capital Partners
Virginia
$8.14M -$2.22M -152,923 -21%
IA
3
Icon Advisers
Colorado
$3.11M +$94.8K +6,530 +3%
LPL Financial
4
LPL Financial
California
$837K +$235K +16,169 +39%
CAN
5
Cetera Advisor Networks
California
$794K +$400K +27,525 +100%
Wells Fargo
6
Wells Fargo
California
$529K +$370K +25,495 +229%
SCM
7
Saba Capital Management
New York
$489K
Morgan Stanley
8
Morgan Stanley
New York
$416K +$113K +7,783 +37%
RJA
9
Raymond James & Associates
Florida
$239K -$1.31K -90 -0.5%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$216K
UBS Group
11
UBS Group
Switzerland
$123K +$52.2K +3,596 +73%
Bank of America
12
Bank of America
North Carolina
$72K +$27K +1,863 +60%
IA
13
IFP Advisors
Florida
$53K -$10.5K -723 -17%
Citigroup
14
Citigroup
New York
$48K
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$43K
PSUF
16
People's United Financial
Connecticut
$40K
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$37K
Creative Planning
18
Creative Planning
Kansas
$24K
AG
19
Advisor Group
Arizona
$18K -$10.8K -742 -37%
FHA
20
First Horizon Advisors
Tennessee
$9K +$10.2K +704 New
NFG
21
Next Financial Group
Texas
$2K +$2.32K +160 New
TRCT
22
Tower Research Capital (TRC)
New York
-$1K -69 Closed

FMY Hedge Fund Activity: Q3 2016 in Review

21 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust Mortgage Income Fund (FMY) for Q3 2016, worth a combined $35.8M — up 3.1% from $34.8M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new FMY positions and 1 closed out — a net gain of 1 holder — while 8 added to existing stakes and 4 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $2.01M. The largest seller was 1607 Capital Partners, cutting an estimated $2.22M.

  • 21 institutional investors held First Trust Mortgage Income Fund (FMY) as of Q3 2016, up from 20 in Q2 2016.
  • Funds reported $35.8M of First Trust Mortgage Income Fund stock for Q3 2016, up 3.1% quarter-over-quarter.
  • 2 funds opened new First Trust Mortgage Income Fund positions in Q3 2016 and 1 closed out, a net change of +1 holder.
  • The largest First Trust Mortgage Income Fund buyer in Q3 2016 was Sit Investment Associates, an estimated $2.01M added.
  • The largest First Trust Mortgage Income Fund seller in Q3 2016 was 1607 Capital Partners, an estimated $2.22M sold.

Based on aggregated 13F filings for Q3 2016.