FMY

First Trust Mortgage Income Fund
FMY

Overview Fund Activity

18 hedge funds and large institutions have $22.2M invested in First Trust Mortgage Income Fund in 2013 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 3 closing their positions.

Holders
18
Holders Change
-3
Holders Change %
-14.29%
% of All Funds
0.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
7
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$12M
2
1CP
2
1607 Capital Partners
Virginia
$3.22M
3
CA
3
Cornerstone Advisors
North Carolina
$878K
4
Bank of America
4
Bank of America
North Carolina
$451K
5
Wells Fargo
5
Wells Fargo
California
$677K

Top Sellers

1
Geode Capital Management
1
Geode Capital Management
Massachusetts
$166K
2
LPL Financial
2
LPL Financial
California
$0
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$533K
4
SNC
4
Stifel Nicolaus & Co
Missouri
$514K
5
Morgan Stanley
5
Morgan Stanley
New York
$858K
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$12M 773,784 +128,782 +20%
1CP
2
1607 Capital Partners
Virginia
$3.22M 207,012 +100,870 +95%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$1.37M 88,198 +922 +1%
CA
4
Cornerstone Advisors
North Carolina
$878K 57,047 +22,241 +64%
Morgan Stanley
5
Morgan Stanley
New York
$858K 55,117 -3,714 -6%
Wells Fargo
6
Wells Fargo
California
$677K 43,539 +13,989 +47%
DA
7
Doliver Advisors
Texas
$567K 36,448 -1,782 -5%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$533K 34,227 -10,195 -23%
SNC
9
Stifel Nicolaus & Co
Missouri
$514K 33,050 -3,725 -10%
Bank of America
10
Bank of America
North Carolina
$451K 28,944 +17,134 +145%
U
11
UBS
Switzerland
$299K 19,213 -509 -3%
RJA
12
Raymond James & Associates
Florida
$285K 18,345 -1,164 -6%
FAAS
13
First Allied Advisory Services
California
$184K 11,800 – –
Geode Capital Management
14
Geode Capital Management
Massachusetts
– – – –
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$90K 5,800 – –
Creative Planning
16
Creative Planning
Kansas
$25K 1,626 – –
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$17K 1,100 – –
MA
18
MUFG Americas
New York
$15K 988 +5 +0.5%
TRCT
19
Tower Research Capital (TRC)
New York
$4K 237 -163 -41%
LPL Financial
20
LPL Financial
California
– – -10,263 Closed
MFS
21
MSI Financial Services
Massachusetts
– – -3,555 Closed
AIG
22
American International Group
New York
– – -524 Closed