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FMY

First Trust Mortgage Income Fund

18 hedge funds and large institutions have $30.4M invested in First Trust Mortgage Income Fund in 2015 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 6

2.11% less ownership

Funds ownership: 53.31%51.2% (-2.1%)

9% less capital invested

Capital invested by funds: $33.3M → $30.4M (-$2.89M)

14% less funds holding

Funds holding: 2118 (-3)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
18
Holders Change
-3
Holders Change %
-14.29%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
6
Reduced
6
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$17.5M +$237K +16,190 +1%
1CP
2
1607 Capital Partners
Virginia
$10M
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$840K +$264 +18 +0%
SCM
4
Saba Capital Management
New York
$474K -$24.8K -1,693 -5%
COLIM
5
City of London Investment Management
United Kingdom
$381K +$396K +27,033 New
Morgan Stanley
6
Morgan Stanley
New York
$272K -$36.5K -2,491 -11%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$232K -$11.4K -780 -5%
RJA
8
Raymond James & Associates
Florida
$211K +$1.67K +114 +0.8%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$106K -$22K -1,500 -17%
Bank of America
10
Bank of America
North Carolina
$91K -$172K -11,767 -65%
Citigroup
11
Citigroup
New York
$91K
UBS Group
12
UBS Group
Switzerland
$91K +$9.58K +654 +11%
Wells Fargo
13
Wells Fargo
California
$70K -$73.3K -5,000 -50%
S
14
SignatureFD
Georgia
$48K
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$25K +$454 +31 +2%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$16K
AIG
17
American International Group
New York
$6K +$103 +7 +2%
TRCT
18
Tower Research Capital (TRC)
New York
$1K +$1.47K +100 New
RJFSA
19
Raymond James Financial Services Advisors
Florida
-$976K -65,773 Closed
CA
20
Cornerstone Advisors
North Carolina
-$420K -28,308 Closed
Stifel Financial
21
Stifel Financial
Missouri
-$174K -11,725 Closed
BBHC
22
Brown Brothers Harriman & Co
New York
-$37K -2,475 Closed
Creative Planning
23
Creative Planning
Kansas
-$24K -1,626 Closed

FMY Hedge Fund Activity: Q2 2015 in Review

18 of the 3,713 institutional investors tracked by Wall St. Rank reported a position in First Trust Mortgage Income Fund (FMY) for Q2 2015, worth a combined $30.4M — down 8.7% from $33.3M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of FMY and 2 opened new positions — a net loss of 3 holders — while 6 trimmed existing stakes and 6 added.

The largest buyer was City of London Investment Management, opening a new position worth an estimated $396K. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $976K sold.

  • 18 institutional investors held First Trust Mortgage Income Fund (FMY) as of Q2 2015, down from 21 in Q1 2015.
  • Funds reported $30.4M of First Trust Mortgage Income Fund stock for Q2 2015, down 8.7% quarter-over-quarter.
  • 2 funds opened new First Trust Mortgage Income Fund positions in Q2 2015 and 5 closed out, a net change of -3 holders.
  • The largest First Trust Mortgage Income Fund buyer in Q2 2015 was City of London Investment Management, an estimated $396K added.
  • The largest First Trust Mortgage Income Fund seller in Q2 2015 was Raymond James Financial Services Advisors, an estimated $976K sold.

Based on aggregated 13F filings for Q2 2015.