Stifel Financial
FMY

Stifel Financial’s First Trust Mortgage Income Fund FMY Stock Holding History

Stifel Financial’s Portfolio FMY Stock Details FMY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q2 		– Sell
-11,725
Closed -$174K – 2374
2015
Q1 		$174K Sell
11,725
-900
-7% -$13.3K ﹤0.01% 2137
2014
Q4 		$188K Sell
12,625
-3,975
-24% -$59.6K ﹤0.01% 2114
2014
Q3 		$251K Hold
16,600
– – ﹤0.01% 1886
2014
Q2 		$263K Hold
16,600
– – ﹤0.01% 1853
2014
Q1 		$261K Buy
+16,600
New +$262K ﹤0.01% 1798

Other funds holding FMY

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial's FMY Position: Q2 2015 in Review

Stifel Financial sold out of First Trust Mortgage Income Fund (FMY) in Q2 2015, closing a stake of 11,725 shares — an estimated $174K sold.

Stifel Financial first reported a position in FMY in Q1 2014 and held it in 5 quarters. The position peaked at $263K in Q2 2014. 18 funds tracked by Wall St. Rank hold FMY as of Q2 2015.

  • Stifel Financial reported no remaining First Trust Mortgage Income Fund position as of Q2 2015 after selling out during the quarter.
  • Stifel Financial sold 11,725 First Trust Mortgage Income Fund shares in Q2 2015, an estimated $174K.
  • Stifel Financial first reported a position in First Trust Mortgage Income Fund in Q1 2014 and held it in 5 quarters.
  • Stifel Financial's First Trust Mortgage Income Fund position peaked at $263K in Q2 2014.
  • 18 funds tracked by Wall St. Rank held First Trust Mortgage Income Fund as of Q2 2015.

Based on Stifel Financial's 13F filing for Q2 2015, filed 17 Aug 2015.