Stifel Financial’s First Trust Mortgage Income Fund FMY Stock Holding History

Stifel Financial’s Portfolio FMY Stock Details FMY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-11,725	Closed	-$174K	–	2374
2015 Q1	$174K	Sell	11,725 -900	-7%	-$13.3K	﹤0.01%	2137
2014 Q4	$188K	Sell	12,625 -3,975	-24%	-$59.6K	﹤0.01%	2114
2014 Q3	$251K	Hold	16,600	–	–	﹤0.01%	1886
2014 Q2	$263K	Hold	16,600	–	–	﹤0.01%	1853
2014 Q1	$261K	Buy	+16,600	New	+$262K	﹤0.01%	1798

Other funds holding FMY

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

City of London Investment Management London, United Kingdom $1.47B AUM 36.54% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Stifel Financial's FMY Position: Q2 2015 in Review

Stifel Financial sold out of First Trust Mortgage Income Fund (FMY) in Q2 2015, closing a stake of 11,725 shares — an estimated $174K sold.

Stifel Financial first reported a position in FMY in Q1 2014 and held it in 5 quarters. The position peaked at $263K in Q2 2014. 18 funds tracked by Wall St. Rank hold FMY as of Q2 2015.

Stifel Financial reported no remaining First Trust Mortgage Income Fund position as of Q2 2015 after selling out during the quarter.
Stifel Financial sold 11,725 First Trust Mortgage Income Fund shares in Q2 2015, an estimated $174K.
Stifel Financial first reported a position in First Trust Mortgage Income Fund in Q1 2014 and held it in 5 quarters.
Stifel Financial's First Trust Mortgage Income Fund position peaked at $263K in Q2 2014.
18 funds tracked by Wall St. Rank held First Trust Mortgage Income Fund as of Q2 2015.

Based on Stifel Financial's 13F filing for Q2 2015, filed 17 Aug 2015.