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FMY

First Trust Mortgage Income Fund

21 hedge funds and large institutions have $33.3M invested in First Trust Mortgage Income Fund in 2015 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

11% more funds holding

Funds holding: 1921 (+2)

1% more capital invested

Capital invested by funds: $33.1M → $33.3M (+$279K)

0.52% more ownership

Funds ownership: 52.79%53.31% (+0.52%)

Holders
21
Holders Change
+2
Holders Change %
+10.53%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
8
Reduced
5
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$18.1M -$368K -24,938 -2%
1CP
2
1607 Capital Partners
Virginia
$10.5M +$254K +17,175 +2%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$976K +$971K +65,773 New
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$893K +$15 +1 +0%
SCM
5
Saba Capital Management
New York
$524K -$346K -23,397 -40%
CA
6
Cornerstone Advisors
North Carolina
$420K -$110K -7,455 -21%
Morgan Stanley
7
Morgan Stanley
New York
$323K +$17.9K +1,214 +6%
Bank of America
8
Bank of America
North Carolina
$271K -$206K -13,923 -43%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$255K
RJA
10
Raymond James & Associates
Florida
$220K +$1.67K +113 +0.8%
Stifel Financial
11
Stifel Financial
Missouri
$174K -$13.3K -900 -7%
Wells Fargo
12
Wells Fargo
California
$148K +$17.7K +1,199 +14%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$134K +$59.2K +4,006 +80%
Citigroup
14
Citigroup
New York
$96K
UBS Group
15
UBS Group
Switzerland
$86K +$15.8K +1,067 +23%
S
16
SignatureFD
Georgia
$50K
BBHC
17
Brown Brothers Harriman & Co
New York
$37K
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$26K +$26K +1,761 New
Creative Planning
19
Creative Planning
Kansas
$24K
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$16K
AIG
21
American International Group
New York
$6.2K +$103 +7 +2%

FMY Hedge Fund Activity: Q1 2015 in Review

21 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in First Trust Mortgage Income Fund (FMY) for Q1 2015, worth a combined $33.3M — up 0.84% from $33.1M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new FMY positions and 0 closed out — a net gain of 2 holders — while 8 added to existing stakes and 5 trimmed.

The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $971K. The largest seller was Sit Investment Associates, cutting an estimated $368K.

  • 21 institutional investors held First Trust Mortgage Income Fund (FMY) as of Q1 2015, up from 19 in Q4 2014.
  • Funds reported $33.3M of First Trust Mortgage Income Fund stock for Q1 2015, up 0.84% quarter-over-quarter.
  • 2 funds opened new First Trust Mortgage Income Fund positions in Q1 2015 and 0 closed out, a net change of +2 holders.
  • The largest First Trust Mortgage Income Fund buyer in Q1 2015 was Raymond James Financial Services Advisors, an estimated $971K added.
  • The largest First Trust Mortgage Income Fund seller in Q1 2015 was Sit Investment Associates, an estimated $368K sold.

Based on aggregated 13F filings for Q1 2015.