Ladenburg Thalmann Financial Services’s First Trust Mortgage Income Fund FMY Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FMY Stock Details FMY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$11K	Hold	761	–	–	﹤0.01%	4438
2019 Q3	$11K	Hold	761	–	–	﹤0.01%	4344
2019 Q2	$11K	Hold	761	–	–	﹤0.01%	4386
2019 Q1	$10K	Hold	761	–	–	﹤0.01%	4360
2018 Q4	$10K	Hold	761	–	–	﹤0.01%	4266
2018 Q3	$10K	Sell	761 -2,190	-74%	-$29.2K	﹤0.01%	4281
2018 Q2	$41K	Hold	2,951	–	–	﹤0.01%	3393
2018 Q1	$41K	Sell	2,951 -24	-0.8%	-$338	﹤0.01%	3393
2017 Q4	$43K	Sell	2,975 -14	-0.5%	-$199	﹤0.01%	3322
2017 Q3	$43K	Hold	2,989	–	–	﹤0.01%	3188
2017 Q2	$42K	Sell	2,989 -3,500	-54%	-$49.4K	﹤0.01%	3149
2017 Q1	$91K	Hold	6,489	–	–	﹤0.01%	2465
2016 Q4	$91K	Buy	6,489 +3,500	+117%	+$49.2K	﹤0.01%	2394
2016 Q3	$43K	Hold	2,989	–	–	﹤0.01%	2889
2016 Q2	$43K	Sell	2,989 -2,018	-40%	-$29.1K	﹤0.01%	2792
2016 Q1	$72K	Sell	5,007 -999	-17%	-$14.3K	﹤0.01%	2315
2015 Q4	$88K	Sell	6,006 -1,500	-20%	-$21.7K	﹤0.01%	2149
2015 Q3	$107K	Hold	7,506	–	–	﹤0.01%	1928
2015 Q2	$106K	Sell	7,506 -1,500	-17%	-$22K	﹤0.01%	2058
2015 Q1	$134K	Buy	9,006 +4,006	+80%	+$59.2K	﹤0.01%	1867
2014 Q4	$74K	Hold	5,000	–	–	﹤0.01%	2094
2014 Q3	$76K	Hold	5,000	–	–	﹤0.01%	1773
2014 Q2	$79K	Hold	5,000	–	–	﹤0.01%	1747
2014 Q1	$79K	Sell	5,000 -600	-11%	-$9.48K	﹤0.01%	1648
2013 Q4	$87K	Sell	5,600 -200	-3%	-$3.12K	﹤0.01%	1548
2013 Q3	$90K	Hold	5,800	–	–	﹤0.01%	1449
2013 Q2	$92K	Buy	+5,800	New	+$94.9K	﹤0.01%	1360

Other funds holding FMY

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

LFAS

Level Four Advisory Services Dallas, Texas $3.05B AUM 23.96% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CRWM

Castle Rock Wealth Management Walnut Creek, California $509M AUM 36.93% 1-Year Est. Return

Kovack Advisors Ft. Lauderdale, Florida $1.87B AUM 29.51% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MFW

Meristem Family Wealth Minnetonka, Minnesota $925M AUM 14.15% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FMY Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its First Trust Mortgage Income Fund (FMY) position steady in Q4 2019 at 761 shares worth $11K. The position accounts for ﹤0.01% of the portfolio, ranked #4438.

Ladenburg Thalmann Financial Services first reported a position in FMY in Q2 2013 and has held it in 27 quarters since. The position peaked at $134K in Q1 2015. 16 funds tracked by Wall St. Rank hold FMY as of Q4 2019.

Ladenburg Thalmann Financial Services held 761 shares of First Trust Mortgage Income Fund worth $11K as of Q4 2019.
Ladenburg Thalmann Financial Services left its First Trust Mortgage Income Fund share count unchanged in Q4 2019.
First Trust Mortgage Income Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4438 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Mortgage Income Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's First Trust Mortgage Income Fund position peaked at $134K in Q1 2015.
16 funds tracked by Wall St. Rank held First Trust Mortgage Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.