CRWM
FMY

Castle Rock Wealth Management’s First Trust Mortgage Income Fund FMY Stock Holding History

Castle Rock Wealth Management’s Portfolio FMY Stock Details FMY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q1 		– Sell
-39,955
Closed -$561K – 145
2019
Q4 		$561K Sell
39,955
-1,984
-5% -$27.7K 0.51% 80
2019
Q3 		$584K Sell
41,939
-3,917
-9% -$54.1K 0.61% 60
2019
Q2 		$647K Buy
45,856
+9,973
+28% +$136K 0.72% 40
2019
Q1 		$0 Buy
+35,883
New +$481K ﹤0.01% 40

Other funds holding FMY

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
ACP
Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return
KA
Kovack Advisors Ft. Lauderdale, Florida $1.87B AUM 29.51% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
MFW
Meristem Family Wealth Minnetonka, Minnesota $925M AUM 14.15% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Castle Rock Wealth Management's FMY Position: Q1 2020 in Review

Castle Rock Wealth Management sold out of First Trust Mortgage Income Fund (FMY) in Q1 2020, closing a stake of 39,955 shares — an estimated $561K sold.

Castle Rock Wealth Management first reported a position in FMY in Q1 2019 and held it in 4 quarters. The position peaked at $647K in Q2 2019. 13 funds tracked by Wall St. Rank hold FMY as of Q1 2020.

  • Castle Rock Wealth Management reported no remaining First Trust Mortgage Income Fund position as of Q1 2020 after selling out during the quarter.
  • Castle Rock Wealth Management sold 39,955 First Trust Mortgage Income Fund shares in Q1 2020, an estimated $561K.
  • Castle Rock Wealth Management first reported a position in First Trust Mortgage Income Fund in Q1 2019 and held it in 4 quarters.
  • Castle Rock Wealth Management's First Trust Mortgage Income Fund position peaked at $647K in Q2 2019.
  • 13 funds tracked by Wall St. Rank held First Trust Mortgage Income Fund as of Q1 2020.

Based on Castle Rock Wealth Management's 13F filing for Q1 2020, filed 18 May 2020.