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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $531M Turnover 12.89%
1-Year Est. Return 31.77%
This Fund
S&P 500
This Quarter Est. Return
+2.91%
1 Year Est. Return
+31.77%
3 Year Est. Return
+115.4%
5 Year Est. Return
+134.11%
10 Year Est. Return
–
AUM
$531M
AUM Growth
+$21.8M
Cap. Flow
+$3.37M
Cap. Flow %
0.63%
Top 10 Hldgs %
33.14%
Holding
287
New
19
Increased
82
Reduced
144
Closed
18
Avg Time Held
3.4 years
Top 10 Avg Time Held
3.3 years
Top 20 Avg Time Held
3.5 years

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$14.5M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$13M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$7.68M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$5M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3M

Top Sells

Rank Stock Value
1
OKE icon
Oneok
OKE
+$3.21M
2
MU icon
Micron Technology
MU
+$3.06M
3
GLW icon
Corning
GLW
+$2.55M
4
IBM icon
IBM
IBM
+$2.3M
5
CVE icon
Cenovus Energy
CVE
+$2.07M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.86%
2 Technology 21.08%
3 Consumer Staples 6.28%
4 Industrials 4.22%
5 Communication Services 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NVDA icon
1
NVIDIA
NVDA
$5.17T
$26M 4.89%
108,566
-497
-0.5% -$107K
2019 Q2
29 quarters
SGOV icon
2
iShares 0-3 Month Treasury Bond ETF
SGOV
$115B
$22.4M 4.21%
222,619
+143,774
+182% +$14.5M
2023 Q1
14 quarters
KO icon
3
Coca-Cola
KO
$404B
$20.9M 3.94%
242,821
-979
-0.4% -$84.9K
2022 Q1
18 quarters
GBIL icon
4
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.9B
$20.5M 3.86%
205,469
+130,440
+174% +$13M
2022 Q3
16 quarters
CVX icon
5
Chevron
CVX
$441B
$20M 3.76%
96,199
+9,073
+10% +$1.79M
2019 Q1
30 quarters
TFLO icon
6
iShares Treasury Floating Rate Bond ETF
TFLO
$7.08B
$18.4M 3.46%
363,427
+59,402
+20% +$3M
2023 Q2
13 quarters
AAPL icon
7
Apple
AAPL
$5.01T
$15.7M 2.95%
47,042
-6,452
-12% -$2.07M
2019 Q1
30 quarters
USFR icon
8
WisdomTree Floating Rate Treasury Fund
USFR
$20.8B
$12.2M 2.3%
242,868
+16,028
+7% +$808K
2023 Q1
14 quarters
MSFT icon
9
Microsoft
MSFT
$3.93T
$10.7M 2.02%
20,277
-1,685
-8% -$779K
2019 Q1
30 quarters
GOOG icon
10
Alphabet (Google) Class C
GOOG
$4.12T
$9.23M 1.74%
26,786
-3,799
-12% -$1.31M
2019 Q2
29 quarters
PANW icon
11
Palo Alto Networks
PANW
$280B
$8.97M 1.69%
21,353
-3,451
-14% -$1.23M
2019 Q2
29 quarters
AMZN icon
12
Amazon
AMZN
$2.7T
$8.46M 1.59%
32,991
-4,017
-11% -$1.02M
2019 Q2
29 quarters
SCHO icon
13
Schwab Short-Term US Treasury ETF
SCHO
$15.4B
$7.62M 1.43%
+319,545
New +$7.68M
2026 Q3
0 quarters
SPY icon
14
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$6.47M 1.22%
8,299
-623
-7% -$473K
2019 Q2
29 quarters
SMH icon
15
VanEck Semiconductor ETF
SMH
$65.8B
$6.42M 1.21%
10,144
-733
-7% -$420K
2022 Q4
15 quarters
META icon
16
Meta Platforms (Facebook)
META
$1.81T
$6.34M 1.19%
8,587
-318
-4% -$198K
2019 Q2
29 quarters
QQQ icon
17
Invesco QQQ Trust
QQQ
$475B
$6.16M 1.16%
8,112
-464
-5% -$332K
2019 Q3
28 quarters
FLOT icon
18
iShares Floating Rate Bond ETF
FLOT
$11.3B
$5.7M 1.07%
111,857
-3,009
-3% -$153K
2023 Q3
12 quarters
SHV icon
19
iShares 0-1 Year Treasury Bond ETF
SHV
$23.6B
$5.63M 1.06%
51,122
+45,335
+783% +$5M
2020 Q1
26 quarters
AVGO icon
20
Broadcom
AVGO
$1.57T
$5.4M 1.02%
14,357
-3,936
-22% -$1.48M
2020 Q2
25 quarters
JPM icon
21
JPMorgan Chase
JPM
$902B
$5.23M 0.98%
15,781
-2,933
-16% -$1.03M
2020 Q3
24 quarters
IYW icon
22
iShares US Technology ETF
IYW
$25.1B
$4.81M 0.91%
17,645
+6,643
+60% +$1.66M
2022 Q2
17 quarters
MU icon
23
Micron Technology
MU
$994B
$4.57M 0.86%
4,373
-3,222
-42% -$3.06M
2025 Q4
3 quarters
CRWD icon
24
CrowdStrike
CRWD
$233B
$4.4M 0.83%
15,783
-6,737
-30% -$1.43M
2022 Q4
15 quarters
ETN icon
25
Eaton
ETN
$152B
$4.07M 0.77%
9,145
-1,786
-16% -$745K
2023 Q1
14 quarters
1
2 3 4 5

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Castle Rock Wealth Management's Q3 2026 Portfolio in Review

As of Q3 2026, Castle Rock Wealth Management held 287 positions worth $531M, up 4.3% from $509M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Castle Rock Wealth Management's Q3 2026 filing shows 19 new, 82 increased, 144 reduced and 18 closed positions. Its largest new stake was Schwab Short-Term US Treasury ETF: 319,545 shares worth $7.62M. The largest sale was Oneok, an estimated $3.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 41% a quarter earlier, followed by Technology and Consumer Staples.

  • Castle Rock Wealth Management's largest Q3 2026 buy was Schwab Short-Term US Treasury ETF: 319,545 shares worth $7.62M.
  • Castle Rock Wealth Management added most to iShares 0-3 Month Treasury Bond ETF in Q3 2026, an estimated $14.5M increase.
  • Castle Rock Wealth Management's biggest Q3 2026 reduction was Micron Technology, cutting an estimated $3.06M.
  • Castle Rock Wealth Management fully exited Oneok in Q3 2026, selling an estimated $3.21M.
  • Castle Rock Wealth Management's ten largest holdings make up 33% of its $531M portfolio in Q3 2026.
  • Castle Rock Wealth Management opened 19 new positions and closed 18 in Q3 2026.
  • Castle Rock Wealth Management's portfolio value rose 4.3% quarter-over-quarter to $531M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2026, filed 9 Oct 2026.