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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$224M
AUM Growth
+$25.3M
Cap. Flow
+$6.51M
Cap. Flow %
2.91%
Top 10 Hldgs %
32.94%
Holding
235
New
36
Increased
73
Reduced
79
Closed
17

Top Buys

1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$1.96M
2
NOC icon
Northrop Grumman
NOC
+$1.29M
3
LMT icon
Lockheed Martin
LMT
+$1.22M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.12M
5
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$971K

Top Sells

1
SH icon
ProShares Short S&P500
SH
+$8.19M
2
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.01M
3
NET icon
Cloudflare
NET
+$596K
4
NVDA icon
NVIDIA
NVDA
+$587K
5
TTD icon
Trade Desk
TTD
+$577K

Sector Composition

1 Consumer Staples 12.34%
2 Technology 10.83%
3 Energy 9.25%
4 Financials 5.84%
5 Healthcare 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
1
Chevron
CVX
$371B
$17.4M 7.76%
92,420
-118
-0.1% -$20.6K
KO icon
2
Coca-Cola
KO
$358B
$14.9M 6.64%
244,485
+3
+0% +$181
GBIL icon
3
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$9.65M 4.31%
96,556
+6,025
+7% +$601K
AAPL icon
4
Apple
AAPL
$4.91T
$8.81M 3.94%
61,199
-787
-1% -$112K
MSFT icon
5
Microsoft
MSFT
$2.89T
$5.64M 2.52%
22,756
-239
-1% -$57.4K
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$776B
$4.9M 2.19%
12,102
+2,440
+25% +$938K
XYLD icon
7
Global X S&P 500 Covered Call ETF
XYLD
$3.22B
$3.25M 1.45%
80,001
+1,196
+2% +$47.6K
FTGC icon
8
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.9B
$3.17M 1.42%
128,333
-1,815
-1% -$47.4K
AMZN icon
9
Amazon
AMZN
$2.68T
$3.15M 1.41%
31,778
-2,256
-7% -$223K
JEPI icon
10
JPMorgan Equity Premium Income ETF
JEPI
$45.2B
$2.9M 1.3%
52,581
+17,880
+52% +$971K
AMJ
11
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$2.72M 1.22%
115,885
-403
-0.3% -$8.85K
PMAY icon
12
Innovator US Equity Power Buffer ETF May
PMAY
$811M
$2.53M 1.13%
88,185
-421
-0.5% -$11.8K
QQQ icon
13
Invesco QQQ Trust
QQQ
$465B
$2.51M 1.12%
8,569
-1,957
-19% -$541K
JPST icon
14
JPMorgan Ultra-Short Income ETF
JPST
$39.8B
$2.41M 1.08%
47,906
+39,066
+442% +$1.96M
V icon
15
Visa
V
$679B
$2.32M 1.04%
10,329
+271
+3% +$54.7K
CAG icon
16
Conagra Brands
CAG
$6.95B
$2.25M 1.01%
61,156
-1,499
-2% -$54.3K
ARCC icon
17
Ares Capital
ARCC
$13.8B
$2.11M 0.94%
107,557
+1,473
+1% +$27.7K
RDVY icon
18
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$2.09M 0.93%
43,971
-584
-1% -$25.5K
FTSM icon
19
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$2.04M 0.91%
34,211
+18,781
+122% +$1.12M
JNJ icon
20
Johnson & Johnson
JNJ
$613B
$1.97M 0.88%
11,643
-313
-3% -$54K
HD icon
21
Home Depot
HD
$346B
$1.96M 0.88%
6,252
+13
+0.2% +$3.96K
HSY icon
22
Hershey
HSY
$35.3B
$1.95M 0.87%
8,860
– –
XLE icon
23
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$1.92M 0.86%
41,154
+14,720
+56% +$641K
UMAY icon
24
Innovator US Equity Ultra Buffer ETF May
UMAY
$144M
$1.89M 0.85%
70,664
-3,803
-5% -$99.8K
NVDA icon
25
NVIDIA
NVDA
$4.93T
$1.89M 0.84%
95,340
-40,030
-30% -$587K
1
2 3 4 5

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PWMG
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PP
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B
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HNW
High Note Wealth Deephaven, Minnesota $509M AUM 19.25% 1-Year Est. Return
JF
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
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NIEF
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Castle Rock Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, Castle Rock Wealth Management held 235 positions worth $224M, up 13% from $198M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Castle Rock Wealth Management's Q4 2022 filing shows 36 new, 73 increased, 79 reduced and 17 closed positions. Its largest new stake was Northrop Grumman: 2,478 shares worth $1.1M. The largest sale was ProShares Short S&P500, an estimated $8.19M.

By sector, the portfolio is most concentrated in Consumer Staples at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

  • Castle Rock Wealth Management's largest Q4 2022 buy was Northrop Grumman: 2,478 shares worth $1.1M.
  • Castle Rock Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $1.96M increase.
  • Castle Rock Wealth Management's biggest Q4 2022 reduction was NVIDIA, cutting an estimated $587K.
  • Castle Rock Wealth Management fully exited ProShares Short S&P500 in Q4 2022, selling an estimated $8.19M.
  • Castle Rock Wealth Management's ten largest holdings make up 33% of its $224M portfolio in Q4 2022.
  • Castle Rock Wealth Management opened 36 new positions and closed 17 in Q4 2022.
  • Castle Rock Wealth Management's portfolio value rose 13% quarter-over-quarter to $224M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2022, filed 31 Jan 2023.