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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$96.3M
AUM Growth
+$6.17M
Cap. Flow
+$4.15M
Cap. Flow %
4.31%
Top 10 Hldgs %
23.81%
Holding
199
New
54
Increased
29
Reduced
71
Closed
41

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.26M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.06M
3
CEFS icon
Saba Opportunistically Hedged Closed-End Funds ETF
CEFS
+$1.34M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.02M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$969K

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$3.33M
2
STOR
STORE Capital Corporation
STOR
+$1.82M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$916K
4
SHOP icon
Shopify
SHOP
+$894K
5
XYZ
Block Inc
XYZ
+$730K

Sector Composition

Rank Sector Weight
1 Miscellaneous 44.44%
2 Technology 10.38%
3 Healthcare 8.2%
4 Financials 7.41%
5 Consumer Discretionary 6.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZN icon
1
Amazon
AMZN
$2.87T
$3.26M 3.39%
36,860
-4,300
-10% -$399K
AAPL icon
2
Apple
AAPL
$4.67T
$3.11M 3.23%
47,572
+1,968
+4% +$103K
CVX icon
3
Chevron
CVX
$396B
$2.83M 2.94%
23,426
-27,439
-54% -$3.33M
GBIL icon
4
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.62B
$2.36M 2.46%
23,562
+20,558
+684% +$2.06M
V icon
5
Visa
V
$712B
$2.26M 2.35%
12,585
+174
+1% +$31K
IEF icon
6
iShares 7-10 Year Treasury Bond ETF
IEF
$42.9B
$2.24M 2.33%
+20,297
New +$2.26M
MSFT icon
7
Microsoft
MSFT
$3.81T
$1.92M 2%
13,197
-276
-2% -$38K
BRK.B icon
8
Berkshire Hathaway Class B
BRK.B
$1.08T
$1.77M 1.84%
7,999
-1,557
-16% -$321K
GLOP
9
DELISTED
GASLOG PARTNERS LP
GLOP
$1.71M 1.77%
97,848
+15,882
+19% +$317K
DIS icon
10
Walt Disney
DIS
$187B
$1.46M 1.52%
10,728
+4,310
+67% +$596K
CEFS icon
11
Saba Opportunistically Hedged Closed-End Funds ETF
CEFS
$438M
$1.34M 1.39%
+66,607
New +$1.34M
VNLA icon
12
Janus Henderson Short Duration Income ETF
VNLA
$3.41B
$1.34M 1.39%
26,829
-3,034
-10% -$152K
ABT icon
13
Abbott
ABT
$195B
$1.29M 1.34%
15,444
-156
-1% -$13.3K
GIGB icon
14
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$976M
$1.28M 1.33%
24,668
-6,966
-22% -$362K
HD icon
15
Home Depot
HD
$329B
$1.27M 1.32%
5,474
-654
-11% -$143K
T icon
16
AT&T
T
$178B
$1.12M 1.16%
37,718
+3,914
+12% +$104K
UNH icon
17
UnitedHealth
UNH
$353B
$1.11M 1.15%
4,367
-947
-18% -$229K
RSP icon
18
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$1.06M 1.11%
+9,539
New +$1.02M
NAC icon
19
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$1.04M 1.08%
69,874
+1,700
+2% +$25.3K
CWB icon
20
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
$997K 1.04%
18,558
-3,837
-17% -$203K
DIA icon
21
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$948K 0.98%
3,419
+1,142
+50% +$305K
CL icon
22
Colgate-Palmolive
CL
$72.3B
$946K 0.98%
14,215
+90
+0.6% +$6.53K
FPE icon
23
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$892K 0.93%
44,756
-2,903
-6% -$56.9K
TIP icon
24
iShares TIPS Bond ETF
TIP
$15B
$891K 0.93%
+7,709
New +$895K
CVS icon
25
CVS Health
CVS
$119B
$890K 0.92%
12,406
+3,839
+45% +$227K
1
2 3 4 5

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Castle Rock Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Castle Rock Wealth Management held 199 positions worth $96.3M, up 6.8% from $90.1M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Rock Wealth Management deployed $4.15M of net new capital in Q3 2019, opening 54 new positions and adding to 29 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 20,297 shares worth $2.24M.

By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, up from 28% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Chevron, an estimated $3.33M trimmed.

  • Castle Rock Wealth Management's largest Q3 2019 buy was iShares 7-10 Year Treasury Bond ETF: 20,297 shares worth $2.24M.
  • Castle Rock Wealth Management added most to Goldman Sachs Access Treasury 0-1 Year ETF in Q3 2019, an estimated $2.06M increase.
  • Castle Rock Wealth Management's biggest Q3 2019 reduction was Chevron, cutting an estimated $3.33M.
  • Castle Rock Wealth Management fully exited STORE Capital Corporation in Q3 2019, selling an estimated $1.82M.
  • Castle Rock Wealth Management's ten largest holdings make up 24% of its $96.3M portfolio in Q3 2019.
  • Castle Rock Wealth Management opened 54 new positions and closed 41 in Q3 2019.
  • Castle Rock Wealth Management's portfolio value rose 6.8% quarter-over-quarter to $96.3M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2019, filed 13 Nov 2019.